| Vincent Edward Heck | Usaa Investment Services Company other | Schwab Wealth Advisory, Inc. other | Other | Oct 27, 2008 | Oct 6, 2015 (2535 d) |
| John Christopher Jacobson | Cue Financial Group, Inc. other | Schwab Wealth Advisory, Inc. other | Other | Aug 26, 2008 | Nov 10, 2015 (2632 d) |
| Paul Dominic Evanoff | Natcity Investments, Inc. unclassified | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 1, 2008 | Jun 3, 2025 (6150 d) |
| Jay James Patneaude | Charles Schwab & Co., Inc. national BD | Schwab Wealth Advisory, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 9, 2008 | Nov 12, 2025 (6365 d) |
| John Michael Everett | Cetera Investment Services LLC other | Schwab Wealth Advisory, Inc. BD affiliated | Other | Jan 16, 2008 | Jan 18, 2019 (4020 d) |
| Sarah F Burke | Advice And Planning Services other | Schwab Wealth Advisory, Inc. no RAUM | Other | Dec 31, 2007 | Jan 17, 2026 (6592 d) |
| Matthew Joseph Zepp | Fifth Third Securities, Inc. other | Schwab Wealth Advisory, Inc. no RAUM | Other | Dec 7, 2007 | Mar 10, 2023 (5572 d) |
| William Charles Matthews | Ameriprise Financial Services, LLC national BD | Schwab Wealth Advisory, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 8, 2007 | Feb 19, 2021 (4883 d) |
| James Taylor Garrus | Charles Schwab & Co., Inc. national BD | Schwab Wealth Advisory, Inc. other | Other | Aug 16, 2007 | Jan 3, 2012 (1601 d) |
| Rune Q Nordhagen | Park Avenue Securities LLC other | Schwab Wealth Advisory, Inc. no RAUM | Other | Apr 10, 2007 | Oct 23, 2024 (6406 d) |
| Sean Mallon | Wells Fargo Investments, LLC unclassified | Schwab Wealth Advisory, Inc. no RAUM | Other | Apr 9, 2007 | Jul 24, 2025 (6681 d) |
| Matthew Kalman Magdich | Wells Fargo Investments, LLC unclassified | Schwab Wealth Advisory, Inc. other | Other | Apr 2, 2007 | Jan 3, 2012 (1737 d) |
| Travis James Davis | Ameriprise Financial Services, LLC national BD | Schwab Wealth Advisory, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 31, 2006 | Jan 10, 2021 (5185 d) |
| Jenny Lynn Carney | Td Ameritrade, Inc. no RAUM | Schwab Wealth Advisory, Inc. other | Other | May 19, 2006 | Jan 3, 2012 (2055 d) |
| Jeffrey Michael Miner | Curian Capital, LLC other | Schwab Wealth Advisory, Inc. other | Other | May 8, 2006 | Jul 22, 2015 (3362 d) |
| Ryan C Henderson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Schwab Wealth Advisory, Inc. other | Other | Apr 17, 2006 | Jan 3, 2012 (2087 d) |
| Michael Connor Dempsey | Td Ameritrade, Inc. no RAUM | Schwab Wealth Advisory, Inc. no RAUM | Other | Feb 28, 2006 | Jan 2, 2024 (6517 d) |
| Robert Gerard Valerien | T. Rowe Price Advisory Services, Inc. no RAUM | Schwab Wealth Advisory, Inc. other | Other | Jan 12, 2006 | Jan 3, 2012 (2182 d) |
| Rudolph Claude Saint Cyr | Msi Financial Services, Inc. other | Schwab Wealth Advisory, Inc. other | Other | Dec 16, 2005 | Feb 18, 2016 (3716 d) |
| Edward Ryan Loughry | New England Securities Corporation other | Schwab Wealth Advisory, Inc. other | Other | Nov 11, 2005 | Jun 15, 2016 (3869 d) |
| Nicholas Charles Vladuchick | Stifel, Nicolaus & Company, Incorporated national BD | Schwab Wealth Advisory, Inc. other | Other | Nov 2, 2005 | Jan 28, 2015 (3374 d) |
| Brenton Michael Harris | Chinook Capital Management LLC other | Schwab Wealth Advisory, Inc. other | Other | Sep 26, 2005 | May 9, 2012 (2417 d) |
| Mario Eliseo Giannetta | Chase Investment Services Corp. other | Schwab Wealth Advisory, Inc. no RAUM | Other | Jul 20, 2005 | Jan 4, 2024 (6742 d) |
| Shannon Leigh Knight | Keybanc Capital Markets Inc. unclassified | Schwab Wealth Advisory, Inc. other | Other | Jul 5, 2005 | Dec 2, 2016 (4168 d) |
| Aaron Lee Phelps | Amsouth Investment Management Company LLC unclassified | Schwab Wealth Advisory, Inc. other | Other | May 16, 2005 | Feb 17, 2012 (2468 d) |
| Andrew Jason Summers | Charles Schwab & Co., Inc. national BD | Schwab Wealth Advisory, Inc. other | Other | Nov 22, 2004 | Jan 3, 2012 (2598 d) |
| Laura A Sterling | Charles Schwab & Co., Inc. national BD | Schwab Wealth Advisory, Inc. other | Other | Nov 22, 2004 | Mar 14, 2012 (2669 d) |
| Kevin Wayne Trisler | Charles Schwab & Co., Inc. national BD | Schwab Wealth Advisory, Inc. other | Other | Sep 10, 2004 | Jan 3, 2012 (2671 d) |
| John Leslie Singletary | Charles Schwab & Co., Inc. national BD | Schwab Wealth Advisory, Inc. other | Other | Jul 27, 2004 | Feb 15, 2012 (2759 d) |
| Sean J Smith | Charles Schwab & Co., Inc. national BD | Schwab Wealth Advisory, Inc. other | Other | Jul 27, 2004 | Feb 17, 2012 (2761 d) |
| Scott Kirk Robertson | Ameriprise Financial Services, LLC national BD | Schwab Wealth Advisory, Inc. other | Other | Dec 3, 2002 | Aug 11, 2016 (5000 d) |
| Carlo Enrico Freese | Invest Financial Corporation other | Schwab Wealth Advisory, Inc. other | Other | Aug 15, 2002 | Jan 3, 2012 (3428 d) |