DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Foresters Equity Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Adam Jon Moeller	Equitable Advisors, LLC national BD	Foresters Equity Services, Inc. other	Other	Nov 6, 2009	Dec 15, 2010 (404 d)
Julie Lynn Lesicki	Directed Services LLC other	Foresters Equity Services, Inc. other	Other	Nov 5, 2009	Oct 21, 2011 (715 d)
Christopher Lee Mediate	Next Financial Group, Inc. other	Foresters Equity Services, Inc. other	Other	Sep 14, 2009	Sep 15, 2009
Joshua Arthur Ryan Rennert	Waddell & Reed other	Foresters Equity Services, Inc. other	Other	Aug 25, 2009	Aug 17, 2010 (357 d)
Paul Vincent Sipala	Msi Financial Services, Inc. other	Foresters Equity Services, Inc. other	Other	Aug 6, 2009	Aug 25, 2009
Lily Meixia Ho	Equitable Advisors, LLC national BD	Foresters Equity Services, Inc. other	Other	Jun 2, 2009	Nov 24, 2009 (175 d)
Joseph Ray Faulk	Oneamerica Securities, Inc. other	Foresters Equity Services, Inc. other	Other	May 22, 2009	Oct 26, 2010 (522 d)
Shawn Jennings Samuel Vuocolo	M&T Securities, Inc. unclassified	Foresters Equity Services, Inc. other	Other	May 19, 2009	Jan 11, 2011 (602 d)
Sam Dv Sy	Wamu Investments, Inc. unclassified	Foresters Equity Services, Inc. other	Other	Apr 16, 2009	May 17, 2010 (396 d)
Jonathan David Berman	Osaic Fa, Inc. other	Foresters Equity Services, Inc. other	Other	Jan 20, 2009	Dec 15, 2010 (694 d)
Valerie Brenatte Love-Parker	Cambridge Investment Research Advisors, Inc. other	Foresters Equity Services, Inc. other	Other	Dec 31, 2008	Dec 7, 2010 (706 d)
Ronnie Orville Caruthers	Next Financial Group, Inc. other	Foresters Equity Services, Inc. other	Other	Dec 22, 2008	Dec 10, 2008
Gilbert Lance Talbert	Spc other	Foresters Equity Services, Inc. other	Other	Nov 4, 2008	Jan 4, 2017 (2983 d)
Helen Julia Davis	Transamerica Financial Advisors, LLC other	Foresters Equity Services, Inc. other	Other	Oct 15, 2008	Oct 15, 2008
Jimmy Jeaumin Wu	Equitable Advisors, LLC national BD	Foresters Equity Services, Inc. other	Other	Mar 24, 2008	Sep 23, 2009 (548 d)
Nancy Marie Hairsine	Osaic Wealth, Inc. other	Foresters Equity Services, Inc. other	Other	Mar 8, 2007	Sep 23, 2008 (565 d)
Russell George Luce	World Equity Group, Inc. other	Foresters Equity Services, Inc. other	Other	Feb 7, 2007	Sep 12, 2008 (583 d)
Vainius Bronius Gleveckas	Bmo Harris Financial Advisors, Inc other	Foresters Equity Services, Inc. other	Other	Nov 14, 2006	Feb 19, 2014 (2654 d)
Krishna Venkatesh Agnihotri	Ameriprise Financial Services, LLC national BD	Foresters Equity Services, Inc. other	Other	Aug 15, 2003	Sep 12, 2008 (1855 d)

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79 moves match.