DFX Intelligence
Advisor moves
Arrivals at Ieq Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott P Gutterman | UBS Financial Services Inc. wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | Sep 30, 2022 | Sep 27, 2022 |
| Kyle Joseph Wills | Northwestern Mutual Investment Services,LLC no RAUM | Ieq Capital, LLC independent RIA | Other | Feb 9, 2022 | Jan 27, 2022 |
| Kevin Lyle | LPL Financial LLC BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2021 | Nov 17, 2021 |
| Katerina Evelyn Stern | West Coast Financial, LLC independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Oct 11, 2021 | Sep 1, 2021 |
| Jesse Jon Wood | Bbr Partners, LLC independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Aug 5, 2021 | Aug 26, 2021 |
| Cindy Asano | Morgan Stanley wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | Jun 28, 2021 | Jul 9, 2021 |
| Kevin C Calenzani | Raymond James & Associates, Inc. national BD | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2021 | Feb 27, 2026 (1723 d) |
| Gustavo Pires De Oliveira Dias | Portola Partners independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Apr 23, 2021 | Aug 10, 2022 (474 d) |
| Brianna Marie Mariolle | Portola Partners independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Mar 12, 2021 | Mar 18, 2021 |
| Dong Woo Kim | Morgan Stanley wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | Feb 2, 2021 | Mar 10, 2021 (36 d) |
| Yassin Ashour | Fisher Investments independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Jan 22, 2021 | Jan 27, 2021 |
| Daniel Morris Steinberg | Steward Partners Investment Solutions, LLC independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Mar 6, 2020 | Nov 16, 2022 (985 d) |
| Megan Jane Whyte | Fisher Investments independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Feb 18, 2020 | Feb 27, 2020 |
| Tanner Scott Savitsky | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | Feb 13, 2020 | Jun 18, 2020 (126 d) |
| Shaun Skeris | Steward Partners Investment Solutions, LLC independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Oct 4, 2019 | Dec 7, 2022 (1160 d) |
| Michael James Henry | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ieq Capital, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 13, 2019 | Aug 9, 2019 |
| Alan Zafran | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2019 | Mar 25, 2020 (295 d) |
| Frank Joseph Mcfarland | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 11, 2019 |
| Robert John Skinner | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2019 | Mar 25, 2020 (295 d) |
| Christian Edward Nelson | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 11, 2019 |
| Jennifer Louise Young | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2019 | Jan 1, 2026 (2403 d) |
| Aaron Ross Price | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 27, 2019 |
| Jeffrey S Westsmith | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 11, 2019 |
| Eric Scott Harrison | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 7, 2019 |
| Dean Isaac Horwitz | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 7, 2019 |
| Alexander John-Hubert Brugger | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 7, 2019 |
| Kevin Thomas Burt | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2019 | Jan 20, 2021 (596 d) |
| Ian David Linford | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 7, 2019 |
| Samuel Patrick Shephard | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 7, 2019 |
| Samuel Curtis Brumbaugh | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 7, 2019 |
| Garret Scott Giglia | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 7, 2019 |
| Harry Thomas Guilfoyle | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 7, 2019 |
| Ryan John Patterson | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 11, 2019 |
| Spencer C Haly | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 7, 2019 |
| Alexander Gregory Jack | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 7, 2019 |
| Spencer Eric Gordon | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 7, 2019 |
| Leon Alexander Baer | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 11, 2019 |
| Daniel James Henry Nowak | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 11, 2019 |
| Brendon Makana Kempin | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 11, 2019 |
| Samuel Epstein | Iconiq Capital, LLC mixed wealth | Ieq Capital, LLC independent RIA | RIA to RIA | Sep 18, 2018 | Oct 6, 2025 (2575 d) |
| Scott N Mesa | RBC Rochdale, LLC BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2018 | Oct 14, 2022 (1488 d) |
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101 moves match.