DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sterne Agee Investment Advisor Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Francis Joseph Hebert	USA Financial Securities LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Oct 26, 2006	Oct 25, 2006
Michael Aubrey Raitt	Securities America Advisors, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Sep 22, 2006	Oct 2, 2006
Robert C Bove	Woodbury Financial Services, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Sep 12, 2006	Aug 31, 2006
Anthony James Constantine	Msi Financial Services, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Aug 30, 2006	May 7, 2007 (250 d)
Craig Michael Connolly	Woodbury Financial Services, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Aug 23, 2006	Aug 4, 2006
Gregory Neil Mayes	Invest Financial Corporation other	Sterne Agee Investment Advisor Services, Inc. other	Other	Jul 20, 2006	Oct 10, 2006 (82 d)
Adam Edward Gerber	Securities America Advisors, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Jul 18, 2006	Sep 23, 2011 (1893 d)
Brad Michael Tebbe	Fiducial Investment Advisors, Inc. unclassified	Sterne Agee Investment Advisor Services, Inc. other	Other	Jul 10, 2006	Aug 4, 2006
Robert Michael Wooden	Park Avenue Securities LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Jun 6, 2006	Jun 1, 2006
John Joseph Mccauley	LPL Financial LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Mar 9, 2006	Mar 8, 2006
Sungki Lynn Leemaster	First Montauk Securities Corp. unclassified	Sterne Agee Investment Advisor Services, Inc. other	Other	Feb 16, 2006	Oct 5, 2006 (231 d)
Brian Arthur Rosoff	New England Securities Corporation other	Sterne Agee Investment Advisor Services, Inc. other	Other	Feb 2, 2006	Jun 5, 2006 (123 d)
Pauline Elkins Rosenstein	Raymond James Financial Services, Inc. unclassified	Sterne Agee Investment Advisor Services, Inc. other	Other	Dec 31, 2005	Jan 6, 2006
Ronald John Campbell	Sagepoint Financial, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Dec 9, 2005	Dec 2, 2005
John Christopher Kraeutler	Jk Capital Management unclassified	Sterne Agee Investment Advisor Services, Inc. other	Other	Dec 6, 2005	Jan 6, 2006 (31 d)
Richard John Goglia	Park Avenue Securities LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Nov 4, 2005	Nov 2, 2005
Robert Thomas Ramos	Capital Investment Advisors other	Sterne Agee Investment Advisor Services, Inc. other	Other	Sep 9, 2005	Sep 2, 2005
Joyce Michele Cool	Capital Investment Advisors other	Sterne Agee Investment Advisor Services, Inc. other	Other	Sep 9, 2005	Sep 2, 2005
John J Konikowski	Osaic Fa, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Aug 15, 2005	Aug 23, 2005
Ray Lee Laney	Tower Square Securities, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Mar 4, 2005	Feb 24, 2005
David Lloyd Beiswanger	Tower Square Securities, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Mar 4, 2005	Feb 24, 2005
Danny D Horn	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Sterne Agee Investment Advisor Services, Inc. other	Other	Feb 4, 2005	Feb 24, 2005
Joseph Charles Randazzo	Osaic Fs, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Jan 14, 2005	Jan 18, 2005
Michael David Mathias	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Sterne Agee Investment Advisor Services, Inc. other	Other	Dec 31, 2004	Jan 5, 2005
Carla Semryck Mathias	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Sterne Agee Investment Advisor Services, Inc. other	Other	Dec 13, 2004	Dec 13, 2004
Robert Edward Mathias	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Sterne Agee Investment Advisor Services, Inc. other	Other	Dec 13, 2004	Jan 5, 2005
Scott Jeffrey Wiesner	American General Securities Incorporated unclassified	Sterne Agee Investment Advisor Services, Inc. other	Other	Aug 12, 2004	Jun 24, 2004
Adam Scott Langdon	Ws Griffith Securities, Inc. unclassified	Sterne Agee Investment Advisor Services, Inc. other	Other	Jun 9, 2004	Jun 7, 2004
Stephen Hinant Hecker	Ws Griffith Securities, Inc. unclassified	Sterne Agee Investment Advisor Services, Inc. other	Other	Jun 9, 2004	Jun 1, 2004
Mark Hugo	Main Street Management Company unclassified	Sterne Agee Investment Advisor Services, Inc. other	Other	May 28, 2004	Jun 3, 2004
Scott Curtis Butler	Main Street Management Company unclassified	Sterne Agee Investment Advisor Services, Inc. other	Other	May 17, 2004	Nov 16, 2007 (1278 d)
Rodney Andrew Macintyre	Main Street Management Company unclassified	Sterne Agee Investment Advisor Services, Inc. other	Other	May 6, 2004	May 6, 2004
Janice Marie Johnson	H. Beck, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	May 5, 2004	Oct 3, 2005 (516 d)
Joseph Vincent Capra	Main Street Management Company unclassified	Sterne Agee Investment Advisor Services, Inc. other	Other	May 3, 2004	May 3, 2004
Steven Perry Schwefel	Hedeker Wealth LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Apr 7, 2004	Mar 3, 2004
Lawrence Raymond Koval	Questar Capital Corporation unclassified	Sterne Agee Investment Advisor Services, Inc. other	Other	Oct 31, 2003	Jan 2, 2004 (63 d)
John Lee Heinze	Esi Financial Advisors other	Sterne Agee Investment Advisor Services, Inc. other	Other	Sep 19, 2003	Jan 8, 2004 (111 d)
Mark Stephan Mccurry	Ffp Advisory Services Inc unclassified	Sterne Agee Investment Advisor Services, Inc. other	Other	Jul 10, 2003	Jun 30, 2003
Richard Jeffery Quirk	Ffp Advisory Services Inc unclassified	Sterne Agee Investment Advisor Services, Inc. other	Other	Jun 18, 2003	May 20, 2003
Todd Alan Spille	Ffp Advisory Services Inc unclassified	Sterne Agee Investment Advisor Services, Inc. other	Other	Jun 10, 2003	May 20, 2003
Philip Puetz	Ffp Advisory Services Inc unclassified	Sterne Agee Investment Advisor Services, Inc. other	Other	May 29, 2003	May 20, 2003
Robert James Caplinger	Ffp Advisory Services Inc unclassified	Sterne Agee Investment Advisor Services, Inc. other	Other	May 29, 2003	May 20, 2003
David Orval Klemme	Ffp Advisory Services Inc unclassified	Sterne Agee Investment Advisor Services, Inc. other	Other	May 29, 2003	May 20, 2003
Mary C Slane	Waddell & Reed other	Sterne Agee Investment Advisor Services, Inc. other	Other	May 28, 2003	May 23, 2003
Matthew Alan Nigg	Bts Asset Management, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Dec 31, 2002	Sep 8, 2006 (1347 d)

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105 moves match.