| Michael Gerard Tate | Ws Griffith Securities, Inc. unclassified | Park Avenue Securities LLC other | Other | Sep 26, 2003 | Nov 14, 2003 (49 d) |
| Cory Ray Reckard | Valmark Advisers, Inc. other | Park Avenue Securities LLC other | Other | Sep 24, 2003 | Jun 13, 2007 (1358 d) |
| Dino F Querze | Msi Financial Services, Inc. other | Park Avenue Securities LLC other | Other | Sep 22, 2003 | Feb 23, 2004 (154 d) |
| Luis Alberto Hernandez | MML Investors Services, LLC other | Park Avenue Securities LLC other | Other | Sep 3, 2003 | Jul 21, 2004 (322 d) |
| Umberto Perez | MML Investors Services, LLC other | Park Avenue Securities LLC other | Other | Sep 3, 2003 | Jul 29, 2004 (330 d) |
| Jeremy S Knobel | Estate & Trust Advisors other | Park Avenue Securities LLC BD affiliated | Other | Jul 18, 2003 | Aug 10, 2020 (6233 d) |
| William Margolis | Wells Fargo Advisors wirehouse | Park Avenue Securities LLC other | Other | Jul 10, 2003 | Jul 15, 2009 (2197 d) |
| Donald Raymond Bourgeois | Msi Financial Services, Inc. other | Park Avenue Securities LLC other | Other | Jun 23, 2003 | Dec 19, 2003 (179 d) |
| Wayne David Schmidt | Msi Financial Services, Inc. other | Park Avenue Securities LLC other | Other | Jun 20, 2003 | Nov 15, 2004 (514 d) |
| Adam M Katzman | Citicorp Investment Services unclassified | Park Avenue Securities LLC other | Other | May 13, 2003 | Dec 8, 2004 (575 d) |
| Rafael Antonio Gutierrez | Ameriprise Financial Services, LLC national BD | Park Avenue Securities LLC other | Other | Apr 15, 2003 | Oct 8, 2004 (542 d) |
| James Carroll Billingsley | Banc Of America Investment Services, Inc. unclassified | Park Avenue Securities LLC other | Other | Mar 24, 2003 | Jan 26, 2004 (308 d) |
| Peter J Knapp | New England Securities Corporation other | Park Avenue Securities LLC BD affiliated | Other | Feb 20, 2003 | Apr 16, 2021 (6630 d) |
| Steven Tadashi Yamashita | Equitable Advisors, LLC national BD | Park Avenue Securities LLC other | Other | Jan 30, 2003 | Feb 16, 2007 (1478 d) |
| Paul Gerard Deehan | 1717 Capital Management Company unclassified | Park Avenue Securities LLC other | Other | Jan 16, 2003 | Jan 22, 2003 |
| Bruce Joseph Maginn | MML Investors Services, LLC other | Park Avenue Securities LLC other | Other | Dec 11, 2002 | Feb 10, 2004 (426 d) |
| Richard John Callahan | Avantax Advisory Services other | Park Avenue Securities LLC other | Other | Dec 9, 2002 | Jan 3, 2005 (756 d) |
| Kristen Marie Wilson | Avantax Advisory Services other | Park Avenue Securities LLC other | Other | Dec 4, 2002 | Oct 20, 2006 (1416 d) |
| Pankaj V Udeshi | MML Investors Services, LLC other | Park Avenue Securities LLC other | Other | Oct 29, 2002 | Oct 6, 2008 (2169 d) |
| Robert G Fillmore | Raymond James Financial Services, Inc. unclassified | Park Avenue Securities LLC other | Other | Oct 7, 2002 | Oct 30, 2002 |
| Christopher Thomas Paoletti | Signator Investors, Inc. other | Park Avenue Securities LLC other | Other | Sep 27, 2002 | Jan 13, 2006 (1204 d) |
| Gregory P Hubbard | Securian Financial Services, Inc. other | Park Avenue Securities LLC other | Other | Sep 20, 2002 | Oct 29, 2008 (2231 d) |
| Christopher A Milligan | Securian Financial Services, Inc. other | Park Avenue Securities LLC other | Other | Sep 20, 2002 | Jun 7, 2007 (1721 d) |
| Matthew Joseph Leaumont | Equitable Advisors, LLC national BD | Park Avenue Securities LLC other | Other | Sep 16, 2002 | Jan 5, 2004 (476 d) |
| Christopher Powell Hill | Equity Assets Management, Inc. unclassified | Park Avenue Securities LLC other | Other | Aug 27, 2002 | Nov 1, 2002 (66 d) |
| Bruce Edward Davis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Park Avenue Securities LLC other | Other | Aug 2, 2002 | Aug 27, 2002 |
| David J Gillard | Ameriprise Financial Services, LLC national BD | Park Avenue Securities LLC other | Other | Jul 25, 2002 | Sep 19, 2006 (1517 d) |
| Andrew Cassedy Miller | Securian Financial Services, Inc. other | Park Avenue Securities LLC other | Other | Jul 11, 2002 | Sep 4, 2002 (55 d) |
| Brian R Bach | Centaurus Financial, Inc. other | Park Avenue Securities LLC other | Other | Jun 13, 2002 | Aug 21, 2002 (69 d) |