DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Corecap Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel James LaginessEquitable Advisors, LLC national BDCorecap Advisors otherOtherMar 18, 2013Apr 16, 2013
Peter Timothy FrawleyLeonard And Company otherCorecap Advisors no RAUMOtherJun 12, 2012Jun 27, 2012
Raymond Max PettLeonard And Company otherCorecap Advisors no RAUMOtherFeb 2, 2012Jul 2, 2012 (151 d)
Don Eugene AshThe Lloyd Advisory Group independent RIACorecap Advisors no RAUMRIA to a newly registered adviserNov 14, 2011Feb 6, 2012 (84 d)
John Joseph MoradB Riley Wealth Management otherCorecap Advisors otherOtherJun 14, 2011Jun 18, 2013 (735 d)
Andrew Paul WoodDirected Services LLC otherCorecap Advisors BD affiliatedOtherNov 30, 2010Nov 16, 2018 (2908 d)
Ryan Andrew KusMsi Financial Services, Inc. otherCorecap Advisors no RAUMOtherAug 16, 2010Aug 31, 2012 (746 d)
Ryan William PaisleyUsaa Investment Services Company otherCorecap Advisors BD affiliatedOtherNov 4, 2008Jun 21, 2019 (3881 d)
Oliver David LeeEnvision Investment Advisors, LLC unclassifiedCorecap Advisors otherOtherDec 19, 2007Jul 17, 2014 (2402 d)
Jeffrey Anthony HakalaClarkston Capital Partners, LLC otherCorecap Advisors no RAUMOtherOct 9, 2007Nov 16, 2011 (1499 d)
William John HeilUBS Financial Services Inc. wirehouseCorecap Advisors otherOtherNov 29, 2006Jun 19, 2014 (2759 d)
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131 moves match.