| Cengiz Murat Akyol | Suntrust Investment Services, Inc. other | Missionsquare Retirement asset manager | Other | Jun 15, 2007 | Dec 10, 2018 (4196 d) |
| John Alan Bullock | Usaa Financial Planning Services no RAUM | Missionsquare Retirement other | Other | Jan 26, 2007 | May 9, 2007 (103 d) |
| Manuel Naputi | Ameriprise Financial Services, LLC national BD | Missionsquare Retirement other | Other | Jan 18, 2007 | Sep 22, 2008 (613 d) |
| Mark Aaron Miller | Paulson Investment Company, LLC other | Missionsquare Retirement asset manager | Other | Dec 31, 2006 | Nov 21, 2018 (4343 d) |
| Melissa Jane Doughty | Ameriprise Financial Services, LLC national BD | Missionsquare Retirement other | Other | Nov 9, 2006 | Jul 19, 2017 (3905 d) |
| Patricia Ann Nichols | Keybanc Capital Markets Inc. unclassified | Missionsquare Retirement other | Other | Sep 15, 2006 | May 1, 2007 (228 d) |
| Susan Shaffer Trammel | Rubicon Global Group, Rubicon Global Advisors state registered | Missionsquare Retirement institutional | Other | Sep 11, 2006 | Mar 16, 2021 (5300 d) |
| Jeffrey Michael Koeppen | Stifel, Nicolaus & Company, Incorporated national BD | Missionsquare Retirement other | Other | May 17, 2006 | Mar 3, 2008 (656 d) |
| Randall Armin Neis | Valic Financial Advisors, Inc. other | Missionsquare Retirement other | Other | Jan 4, 2006 | Jun 25, 2007 (537 d) |
| Gabriel Alba | Wells Fargo Advisors wirehouse | Missionsquare Retirement other | Other | Sep 26, 2005 | Nov 17, 2005 (52 d) |
| Larry Wendell Jackson | A. G. Edwards & Sons, Inc. unclassified | Missionsquare Retirement other | Other | Sep 14, 2005 | May 10, 2007 (603 d) |
| Lorraine Rodriguez | Uvest Financial Services Group, Inc. unclassified | Missionsquare Retirement asset manager | Other | Jul 19, 2005 | Apr 11, 2018 (4649 d) |
| Ross Daniel Emmer | Sunamerica Securities, Inc. unclassified | Missionsquare Retirement other | Other | May 6, 2005 | Apr 17, 2007 (711 d) |
| Andrea Brashears-Sampson | Raymond James Financial Services, Inc. unclassified | Missionsquare Retirement other | Other | Oct 18, 2004 | Feb 10, 2006 (480 d) |
| Barry Elijah Womble | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Missionsquare Retirement other | Other | Apr 1, 2004 | Oct 10, 2005 (557 d) |
| Robert Daniel Morales | Strategic Wealth Management Inc unclassified | Missionsquare Retirement other | Other | Jan 9, 2004 | Jan 26, 2004 |