DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ausdal Financial Partners, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Lee FrohlichsteinWaterstone Financial Group, Inc. unclassifiedAusdal Financial Partners, Inc. otherOtherAug 19, 2009Aug 24, 2009
Craig Allyn WengerWaterstone Financial Group, Inc. unclassifiedAusdal Financial Partners, Inc. otherOtherAug 17, 2009Aug 18, 2009
Larry SfinasAmerican Portfolios Advisors, Inc otherAusdal Financial Partners, Inc. otherOtherJul 13, 2009Jul 16, 2009
Rocco SantorsolaWaterstone Financial Group, Inc. unclassifiedAusdal Financial Partners, Inc. otherOtherJun 12, 2009Jun 15, 2009
Kevin Joseph NewmanWaterstone Financial Group, Inc. unclassifiedAusdal Financial Partners, Inc. otherOtherJun 1, 2009Jun 2, 2009
Jonathan Lesley ChatfieldFlc Capital Advisors otherAusdal Financial Partners, Inc. otherOtherMar 11, 2009Aug 18, 2009 (160 d)
Thomas Dale HerrWaterstone Financial Group, Inc. unclassifiedAusdal Financial Partners, Inc. otherOtherFeb 27, 2009Mar 11, 2009
Michael Lawrence HoyeWaterstone Financial Group, Inc. unclassifiedAusdal Financial Partners, Inc. otherOtherFeb 18, 2009Feb 23, 2009
Daniel John SmyczynskiWaterstone Financial Group, Inc. unclassifiedAusdal Financial Partners, Inc. otherOtherJan 22, 2009Jan 27, 2009
Paul Graham AlbertsWaterstone Financial Group, Inc. unclassifiedAusdal Financial Partners, Inc. otherOtherJan 22, 2009Sep 16, 2013 (1698 d)
Joseph G AlagnaWaterstone Financial Group, Inc. unclassifiedAusdal Financial Partners, Inc. otherOtherJan 22, 2009Mar 17, 2009 (54 d)
Nancy Marie WilsonWaterstone Financial Group, Inc. unclassifiedAusdal Financial Partners, Inc. otherOtherDec 31, 2008Oct 18, 2010 (656 d)
Heather Polly JohnsonGlobal Portfolio Strategies, Inc. otherAusdal Financial Partners, Inc. independent RIAOtherNov 18, 2008Sep 15, 2021 (4684 d)
Edward George KolladaNrp Advisors, Inc. unclassifiedAusdal Financial Partners, Inc. otherOtherNov 4, 2008Nov 5, 2010 (731 d)
Michael Patrick Remedi1st Discount Brokerage, Inc. otherAusdal Financial Partners, Inc. otherOtherJul 15, 2008Jun 16, 2008
Jeffrey William PetersClient 1st Wealth Management, Inc. unclassifiedAusdal Financial Partners, Inc. otherOtherSep 10, 2007Sep 4, 2007
Peter Celestine OrthUvest Financial Services Group, Inc. unclassifiedAusdal Financial Partners, Inc. otherOtherNov 8, 2006Apr 4, 2017 (3800 d)
David Allen BankstonQa3 Financial LLC unclassifiedAusdal Financial Partners, Inc. otherOtherOct 31, 2006Mar 12, 2007 (132 d)
Kraig Richard MickelsenQa3 Financial LLC unclassifiedAusdal Financial Partners, Inc. otherOtherAug 3, 2006Aug 4, 2006
Joseph Brian ChildreyS & Y Asset Management LLC unclassifiedAusdal Financial Partners, Inc. otherOtherMay 15, 2006Feb 6, 2007 (267 d)
John Robert DewittSpc otherAusdal Financial Partners, Inc. otherOtherNov 1, 2005Feb 16, 2006 (107 d)
Thomas Anthony DurmentSterling Portfolio Allocation Service Inc unclassifiedAusdal Financial Partners, Inc. otherOtherDec 31, 2003Dec 4, 2008 (1800 d)
Thomas Claude CookTcg Advisors, LP otherAusdal Financial Partners, Inc. otherOtherSep 25, 2003Feb 11, 2011 (2696 d)
Leonard Thomas DigateWalnut Street Advisers Inc unclassifiedAusdal Financial Partners, Inc. otherOtherJan 6, 2003Jan 16, 2014 (4028 d)
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204 moves match.