DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Osaic Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

271 moves
AdvisorFromToTypeLeftRegistered
Bruce David HermannIfg Russell Advisors Inc otherOsaic Advisory Services, LLC independent RIAOtherDec 31, 2017Sep 11, 2018 (254 d)
James Matthew BroomWells Fargo Advisors wirehouseOsaic Advisory Services, LLC independent RIAWirehouse to independent RIADec 6, 2017Dec 4, 2017
Antwone HarrisCharles Schwab & Co., Inc. national BDOsaic Advisory Services, LLC otherOtherAug 28, 2017Sep 26, 2017
Bradley Howell CantrillKestra Advisory Services, LLC otherOsaic Advisory Services, LLC otherOtherApr 5, 2017Mar 31, 2017
Marco Frank BronziniFoothill Securities, Inc. otherOsaic Advisory Services, LLC BD affiliatedOtherDec 31, 2016Nov 8, 2024 (2869 d)
Gregory Scott AynesworthFoothill Securities, Inc. otherOsaic Advisory Services, LLC BD affiliatedOtherDec 31, 2016Nov 8, 2024 (2869 d)
Gregory Keith RichardsNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOsaic Advisory Services, LLC otherOtherNov 9, 2016Oct 28, 2016
Daniel Graham HeadWells Fargo Advisors wirehouseOsaic Advisory Services, LLC otherOtherAug 2, 2016Jul 29, 2016
Terry Bryan DickeyWells Fargo Advisors wirehouseOsaic Advisory Services, LLC otherOtherAug 2, 2016Jul 29, 2016
Barbara Ann MillionWells Fargo Advisors wirehouseOsaic Advisory Services, LLC otherOtherAug 1, 2016Jul 29, 2016
Robert Francis KernanWells Fargo Advisors wirehouseOsaic Advisory Services, LLC otherOtherJul 6, 2016Jul 1, 2016
Barbara Esther DeitelWells Fargo Advisors wirehouseOsaic Advisory Services, LLC otherOtherJun 1, 2016May 27, 2016
Matthew Benjamin DeitelWells Fargo Advisors wirehouseOsaic Advisory Services, LLC otherOtherJun 1, 2016May 27, 2016
Uri DoolittleCambridge Investment Research Advisors, Inc. otherOsaic Advisory Services, LLC otherOtherMar 30, 2016Mar 11, 2016
Robert Warren HammTransamerica Financial Advisors, LLC otherOsaic Advisory Services, LLC otherOtherMar 15, 2016Feb 19, 2016
Mark William HillsCambridge Investment Research Advisors, Inc. otherOsaic Advisory Services, LLC otherOtherFeb 26, 2016Feb 5, 2016
Brian Jeffry StephensonWells Fargo Advisors wirehouseOsaic Advisory Services, LLC otherOtherJan 19, 2016Jan 15, 2016
David James MatulewiczWells Fargo Advisors wirehouseOsaic Advisory Services, LLC otherOtherJan 19, 2016Jan 15, 2016
Christopher Jay TwiningPension Builders And Consultants otherOsaic Advisory Services, LLC otherOtherDec 31, 2015Jan 6, 2016
Raymond Bradley BrownPension Builders And Consultants otherOsaic Advisory Services, LLC otherOtherDec 31, 2015Jan 5, 2016
Michael David StewartMsi Financial Services, Inc. otherOsaic Advisory Services, LLC BD affiliatedOtherJan 26, 2015Sep 29, 2022 (2803 d)
Karen Ann WalshLPL Financial LLC otherOsaic Advisory Services, LLC no RAUMOtherNov 17, 2014Nov 17, 2014
Robert John WheelerLPL Financial LLC otherOsaic Advisory Services, LLC no RAUMOtherNov 17, 2014Nov 17, 2014
Kathryn Joan OswaldLPL Financial LLC otherOsaic Advisory Services, LLC no RAUMOtherNov 17, 2014Nov 18, 2014
Brandon Wyatt HainesLPL Financial LLC otherOsaic Advisory Services, LLC no RAUMOtherNov 17, 2014Nov 17, 2014
Matthew J StephensLPL Financial LLC otherOsaic Advisory Services, LLC no RAUMOtherNov 17, 2014Nov 17, 2014
Jason Andrew IannantuonoCetera Advisor Networks LLC otherOsaic Advisory Services, LLC independent RIAOtherMay 2, 2014Jun 8, 2018 (1498 d)
Brian Rano LuekerCetera Advisor Networks LLC otherOsaic Advisory Services, LLC independent RIAOtherMay 2, 2014Jun 8, 2018 (1498 d)
John Joseph IannantuonoCetera Advisor Networks LLC otherOsaic Advisory Services, LLC independent RIAOtherMay 2, 2014Jun 8, 2018 (1498 d)
Matthew William KlewerEagle One Investments, LLC unclassifiedOsaic Advisory Services, LLC BD affiliatedOtherDec 19, 2012Sep 28, 2020 (2840 d)
Jonathan Lynn HayesWells Fargo Advisors wirehouseOsaic Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 5, 2012Aug 29, 2019 (2733 d)
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