DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wedbush Securities Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Thomas Joseph Brough	Brookstreet Securities Corporation unclassified	Wedbush Securities Inc. other	Other	Jul 13, 2007	Jun 27, 2007
Albert G Fong	Brookstreet Securities Corporation unclassified	Wedbush Securities Inc. other	Other	Jul 12, 2007	Jul 6, 2007
David Bernard Levinson	Brookstreet Securities Corporation unclassified	Wedbush Securities Inc. other	Other	Jul 12, 2007	Jun 27, 2007
John Joseph Crespy	A. G. Edwards & Sons, Inc. unclassified	Wedbush Securities Inc. other	Other	Jul 10, 2007	Jul 5, 2007
Patrick Roland Hobert	Brookstreet Securities Corporation unclassified	Wedbush Securities Inc. other	Other	Jul 3, 2007	Jul 2, 2007
Beneta Diane Reynoso	Brookstreet Securities Corporation unclassified	Wedbush Securities Inc. other	Other	Jun 29, 2007	Jun 27, 2007
Frank Ronald Stanley	Brookstreet Securities Corporation unclassified	Wedbush Securities Inc. other	Other	Jun 29, 2007	Jun 27, 2007
Ling Chang	Citigroup Global Markets Inc. other	Wedbush Securities Inc. other	Other	Jun 29, 2007	Aug 28, 2007 (60 d)
Todd Andrew Brooks	Brookstreet Securities Corporation unclassified	Wedbush Securities Inc. other	Other	Jun 29, 2007	Jul 6, 2007
Jeffrey Mark Runyan	Brookstreet Securities Corporation unclassified	Wedbush Securities Inc. other	Other	Jun 27, 2007	Jun 27, 2007
Kathryn Louise Fitzgerald	Brookstreet Securities Corporation unclassified	Wedbush Securities Inc. other	Other	Jun 26, 2007	Jun 26, 2007
Henry C Glasheen	Brookstreet Securities Corporation unclassified	Wedbush Securities Inc. other	Other	Jun 25, 2007	Jun 22, 2007
Stefano Safaei	Brookstreet Securities Corporation unclassified	Wedbush Securities Inc. BD affiliated	Other	Jun 25, 2007	Aug 9, 2021 (5159 d)
Scott Stanley Brooks	Brookstreet Securities Corporation unclassified	Wedbush Securities Inc. other	Other	Jun 25, 2007	Jun 20, 2007
Timothy Joseph Taschler	A. G. Edwards & Sons, Inc. unclassified	Wedbush Securities Inc. other	Other	May 29, 2007	May 24, 2007
Timothy Podell	A. G. Edwards & Sons, Inc. unclassified	Wedbush Securities Inc. other	Other	May 8, 2007	Mar 10, 2008 (307 d)
James Patrick Hennessy	RBC Capital Markets, LLC national BD	Wedbush Securities Inc. other	Other	Mar 16, 2007	Mar 7, 2007
Pamela Jane Sowers	RBC Capital Markets, LLC national BD	Wedbush Securities Inc. other	Other	Mar 16, 2007	Mar 7, 2007
Pawel Eryck Szott	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Wedbush Securities Inc. other	Other	Mar 5, 2007	Mar 14, 2007
Scott Alan Smallman	UBS Financial Services Inc. wirehouse	Wedbush Securities Inc. other	Other	Nov 8, 2006	Oct 27, 2006
Scott Thomas Andersen	Morgan Stanley Dw Inc. unclassified	Wedbush Securities Inc. other	Other	Oct 31, 2006	Oct 30, 2006
James Robert Ward	UBS Financial Services Inc. wirehouse	Wedbush Securities Inc. other	Other	Sep 21, 2006	Sep 8, 2006
Richard Scott Graham	UBS Financial Services Inc. wirehouse	Wedbush Securities Inc. other	Other	Sep 21, 2006	Sep 8, 2006
Michael Louis Stewart	Wells Fargo Advisors wirehouse	Wedbush Securities Inc. other	Other	Apr 10, 2006	Apr 10, 2006
Douglas Frank Van Deren	Citigroup Global Markets Inc. other	Wedbush Securities Inc. other	Other	Jan 18, 2006	Mar 2, 2007 (408 d)
John Hollis Ingraham	Morgan Stanley Dw Inc. unclassified	Wedbush Securities Inc. other	Other	Dec 13, 2005	Jan 10, 2007 (393 d)
James Paul Estes	Strategic Advisers LLC national BD	Wedbush Securities Inc. other	Other	Nov 28, 2005	Mar 17, 2010 (1570 d)
Yoel Edunn	Morgan Stanley Dw Inc. unclassified	Wedbush Securities Inc. other	Other	Aug 29, 2005	Dec 15, 2006 (473 d)
Jean Marie Kent	Citigroup Global Markets Inc. other	Wedbush Securities Inc. other	Other	May 20, 2005	Sep 4, 2014 (3394 d)
Guy Masaji Masuda	Morgan Stanley Dw Inc. unclassified	Wedbush Securities Inc. other	Other	Apr 25, 2005	Mar 19, 2007 (693 d)
Charles Joseph Else	Fisher Investments other	Wedbush Securities Inc. other	Other	Jan 7, 2005	Sep 5, 2006 (606 d)
Daniel Joseph Hughes	Piper Sandler & Co. no RAUM	Wedbush Securities Inc. other	Other	Dec 31, 2004	Jun 26, 2009 (1638 d)
Norman Eugene Parrott	Keybanc Capital Markets Inc. unclassified	Wedbush Securities Inc. other	Other	Dec 9, 2004	Jun 1, 2006 (539 d)
Sheryl Rose Patterson	Wells Fargo Advisors wirehouse	Wedbush Securities Inc. other	Other	Nov 1, 2004	Oct 22, 2007 (1085 d)
Mark Ventresco	Charles Schwab & Co., Inc. national BD	Wedbush Securities Inc. other	Other	Aug 25, 2004	Jan 9, 2007 (867 d)
David Charles Seymour	RBC Capital Markets, LLC national BD	Wedbush Securities Inc. other	Other	Mar 15, 2004	Jul 20, 2006 (857 d)
Joseph Frank Rubinstein	UBS Financial Services Inc. wirehouse	Wedbush Securities Inc. other	Other	Feb 3, 2004	Sep 22, 2008 (1693 d)
Samuel James Garlock	Wells Fargo Investments, LLC unclassified	Wedbush Securities Inc. other	Other	Feb 2, 2004	May 5, 2014 (3745 d)
Roark Alan Head	Wells Fargo Investments, LLC unclassified	Wedbush Securities Inc. other	Other	Jan 15, 2004	Jun 21, 2006 (888 d)
Calvin James Heck	UBS Financial Services Inc. wirehouse	Wedbush Securities Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Jul 18, 2003	Oct 21, 2022 (7035 d)
Robert Allen Skillestad	RBC Capital Markets, LLC national BD	Wedbush Securities Inc. BD affiliated	Affiliated broker-dealer or bank to another	May 20, 2003	Jun 11, 2020 (6232 d)
Paul Christopher Firth	Prudential Equity Group, LLC unclassified	Wedbush Securities Inc. other	Other	May 9, 2003	Nov 21, 2006 (1292 d)
Eugene William Drzymala	Morgan Stanley Dw Inc. unclassified	Wedbush Securities Inc. BD affiliated	Other	Feb 26, 2003	May 26, 2020 (6299 d)
Meaghan Mckenzie	RBC Capital Markets, LLC national BD	Wedbush Securities Inc. other	Other	Feb 18, 2003	Oct 22, 2007 (1707 d)
Michael Barry Gladstone	UBS Financial Services Inc. wirehouse	Wedbush Securities Inc. other	Other	Dec 17, 2002	Jan 9, 2007 (1484 d)
John Andrew Swanson	UBS Financial Services Inc. wirehouse	Wedbush Securities Inc. other	Other	Dec 9, 2002	Aug 1, 2006 (1331 d)
Lawrence Staples Brown	Morgan Stanley Dw Inc. unclassified	Wedbush Securities Inc. other	Other	Nov 21, 2002	Nov 29, 2006 (1469 d)
Ronald M Winkler	Nathan & Lewis Securities, Inc. unclassified	Wedbush Securities Inc. BD affiliated	Other	Aug 23, 2002	Feb 19, 2019 (6024 d)
Patrick Joseph Wainscott	RBC Capital Markets, LLC national BD	Wedbush Securities Inc. other	Other	Jul 2, 2002	Jun 8, 2006 (1437 d)

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289 moves match.