Arrivals at On Investment Management Co

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

316 moves

Advisor	From	To	Type	Left	Registered
Phuong Thi Nguyen	Cetera Advisor Networks LLC other	On Investment Management Co other	Other	Jul 9, 2004	Jul 2, 2004
Ivan Obra Mattox	Equitable Advisors, LLC national BD	On Investment Management Co other	Other	May 28, 2004	Jul 14, 2004 (47 d)
Douglas Anthony Rongo	LPL Financial LLC other	On Investment Management Co other	Other	May 24, 2004	May 11, 2004
Phillip Lloyd Clark	LPL Financial LLC other	On Investment Management Co other	Other	Feb 27, 2004	Feb 23, 2004
Fabiano Medrado De Franco	MML Investors Services, LLC other	On Investment Management Co other	Other	Feb 27, 2004	May 19, 2005 (447 d)
David Joseph Funke	Principal Securities, Inc. other	On Investment Management Co other	Other	Feb 5, 2004	Sep 21, 2004 (229 d)
Raymond Edward Vargo	Msi Financial Services, Inc. other	On Investment Management Co other	Other	Jan 26, 2004	Feb 1, 2016 (4389 d)
Jeremy Wilmes	Paulson Investment Company, LLC other	On Investment Management Co other	Other	Jan 5, 2004	Mar 31, 2006 (816 d)
Juan Carlos Rosario	Eastern Point Advisors Inc. unclassified	On Investment Management Co other	Other	Dec 31, 2003	Feb 24, 2004 (55 d)
John Thomas Hopper	Voya Financial Advisors, Inc. other	On Investment Management Co other	Other	Dec 3, 2003	Jan 14, 2004 (42 d)
Lee Edward Hopper	Voya Financial Advisors, Inc. other	On Investment Management Co other	Other	Dec 3, 2003	Jan 14, 2004 (42 d)
Daniel Edward Mckelvey	Eagle One Investments, LLC unclassified	On Investment Management Co other	Other	Jul 3, 2003	Apr 21, 2006 (1023 d)
Brian Anthony Mulhall	Veravest Investment Advisors, Inc. unclassified	On Investment Management Co other	Other	May 23, 2003	Sep 8, 2003 (108 d)
John Erwin Fischer	Veravest Investment Advisors, Inc. unclassified	On Investment Management Co other	Other	May 23, 2003	Jun 11, 2003
Andrew Dennis Badertscher	Osaic Fa, Inc. other	On Investment Management Co other	Other	Apr 11, 2003	Jan 15, 2004 (279 d)
Sean Patrick Fahey	Eagle One Investments, LLC unclassified	On Investment Management Co other	Other	Oct 2, 2002	Apr 21, 2006 (1297 d)

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