| John Winthrop Ohl | Ic Advisory Services, Inc. other | Tlg Advisors, Inc. other | Other | Oct 27, 2008 | Oct 29, 2008 |
| Johnny Farris Leech | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Tlg Advisors, Inc. other | Other | Sep 22, 2008 | Oct 15, 2008 |
| Edgar Alfred Morales | Pruco Securities, LLC other | Tlg Advisors, Inc. other | Other | Aug 14, 2008 | Jun 29, 2010 (684 d) |
| William Bryan Beck | Financial Resource Alliance unclassified | Tlg Advisors, Inc. other | Other | Jul 30, 2008 | May 13, 2008 |
| Kurt Charles Gerhardt | Financial Resource Alliance unclassified | Tlg Advisors, Inc. other | Other | Jul 30, 2008 | Mar 6, 2008 |
| Michael Dean Taylor | Portfolio Strategies Inc other | Tlg Advisors, Inc. other | Other | Mar 19, 2008 | Sep 3, 2009 (533 d) |
| David Keel | Financial Resource Alliance unclassified | Tlg Advisors, Inc. other | Other | Dec 6, 2007 | Sep 4, 2007 |
| James Crawford Logan | UBS Financial Services Inc. wirehouse | Tlg Advisors, Inc. other | Other | Nov 29, 2007 | Jan 25, 2013 (1884 d) |
| John Emerson Willse | Nfp Advisor Services, LLC other | Tlg Advisors, Inc. other | Other | Jun 5, 2007 | Jun 6, 2007 |
| Roy Maurice Cranman | Securities America Advisors, Inc. other | Tlg Advisors, Inc. BD affiliated | Other | Apr 24, 2007 | Mar 4, 2020 (4698 d) |
| Joseph Weeks Guess | Park Avenue Securities LLC other | Tlg Advisors, Inc. other | Other | Mar 16, 2007 | Mar 16, 2007 |
| Daryl Edward Hable | Osaic Fa, Inc. other | Tlg Advisors, Inc. other | Other | Jul 5, 2006 | Jul 12, 2006 |
| Mary Elizabeth Schaaf | Advest, Inc. unclassified | Tlg Advisors, Inc. other | Other | Mar 8, 2006 | Nov 1, 2012 (2430 d) |
| Marc Mitsuru Takenaga | New England Securities Corporation other | Tlg Advisors, Inc. other | Other | Feb 11, 2006 | Mar 23, 2006 (40 d) |
| Barwick Odessa Barfield | Summit Financial Group Inc other | Tlg Advisors, Inc. other | Other | Feb 9, 2006 | Mar 2, 2007 (386 d) |
| Rodney Bahy Ibrahim | Ladenburg Thalmann Asset Management Inc other | Tlg Advisors, Inc. other | Other | Sep 28, 2005 | Mar 10, 2006 (163 d) |
| William Lapiana | Ladenburg Thalmann Asset Management Inc other | Tlg Advisors, Inc. other | Other | Sep 28, 2005 | Mar 10, 2006 (163 d) |
| Gerald Lyman Ursrey | Hornor, Townsend & Kent, LLC other | Tlg Advisors, Inc. BD affiliated | Other | Jul 15, 2005 | Aug 25, 2022 (6250 d) |
| Scott Alan Lebauer | MML Investors Services, LLC other | Tlg Advisors, Inc. other | Other | Jun 2, 2005 | Jan 24, 2013 (2793 d) |
| John Troy Gilmore | Next Financial Group, Inc. other | Tlg Advisors, Inc. BD affiliated | Other | May 17, 2005 | Nov 6, 2020 (5652 d) |
| Eugene Clair Wolfe | Householder Group, Estate & Retirement Specialists unclassified | Tlg Advisors, Inc. other | Other | Feb 2, 2005 | Feb 19, 2010 (1843 d) |
| John Ryan Heath | Waddell & Reed other | Tlg Advisors, Inc. other | Other | Sep 17, 2004 | Nov 19, 2009 (1889 d) |
| David Alan Soczek | Mmc Securities LLC no RAUM | Tlg Advisors, Inc. BD affiliated | Other | Apr 21, 2004 | Feb 3, 2025 (7593 d) |
| Jeffrey Lee Lawler | UBS Financial Services Inc. wirehouse | Tlg Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 29, 2003 | Jun 22, 2022 (6994 d) |
| Robin Jean Robertson | Securian Financial Services, Inc. other | Tlg Advisors, Inc. other | Other | Oct 4, 2002 | Jan 6, 2004 (459 d) |