DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at M. E. Allison & Co., Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Harry J Parker | Frost Investment Services BD affiliated | M. E. Allison & Co., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2022 | Apr 3, 2022 |
| Cheri Roman | Allstate Financial Advisors, LLC BD affiliated | M. E. Allison & Co., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2022 | Jan 5, 2022 |
| Linde Allen Murphy | Argent Retirement Plan Advisors, LLC institutional | M. E. Allison & Co., Inc. independent RIA | Other | Jan 3, 2022 | Jan 3, 2022 |
| Richard Scott Bonner | Cetera Advisors LLC BD affiliated | M. E. Allison & Co., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2019 | Sep 10, 2019 |
| Ned Murphy Emmons | Hilltop Securities Inc. other | M. E. Allison & Co., Inc. independent RIA | Other | Oct 28, 2015 | Sep 28, 2015 |
| Richard Patrick Swetish | Morgan Stanley wirehouse | M. E. Allison & Co., Inc. independent RIA | Wirehouse to independent RIA | Aug 16, 2010 | Jul 25, 2012 (709 d) |
| Charles Bennett Allison | Kpmg Investment Advisors unclassified | M. E. Allison & Co., Inc. independent RIA | Other | Nov 4, 2005 | Jan 14, 2005 |
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7 moves match.