DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cps Investment Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Derek Hugh StroudMorningstar Investment Services LLC independent RIACps Investment Advisors independent RIARIA to RIAJun 16, 2025Nov 17, 2022
Christopher Lynn TyndallMorningstar Investment Services LLC independent RIACps Investment Advisors independent RIARIA to RIAJun 16, 2025Nov 17, 2022
Larry Keith TyndallMorningstar Investment Services LLC independent RIACps Investment Advisors independent RIARIA to RIAJun 16, 2025Nov 17, 2022
Richard Andrew WidickLPL Financial LLC independent RIACps Investment Advisors independent RIARIA to RIAJul 27, 2022Mar 14, 2023 (230 d)
Eric J JacksonAllen & Company Of Florida, LLC independent RIACps Investment Advisors independent RIARIA to RIAJul 20, 2021May 17, 2021
Ryan Patrick HigginsRaymond James Financial Services Advisors, Inc BD affiliatedCps Investment Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 14, 2020Jul 20, 2022 (736 d)
Shawn Joseph MccabeRse Consulting, LLC unclassifiedCps Investment Advisors independent RIAOtherDec 31, 2019Jan 2, 2020
Patrick Egan GauthierUsaa Investment Services Company BD affiliatedCps Investment Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 23, 2019Nov 4, 2019 (73 d)
Thomas Albert GruberSundance Wealth Management Group L.L.C. unclassifiedCps Investment Advisors independent RIAOtherMar 26, 2018Feb 21, 2020 (697 d)
Adam Michael GruberSundance Wealth Management Group L.L.C. unclassifiedCps Investment Advisors independent RIAOtherMar 26, 2018Jun 22, 2018 (88 d)
Alex Spencer BethuneProvise Management Group, LLC otherCps Investment Advisors independent RIAOtherMar 12, 2018Jun 8, 2020 (819 d)
Tamara L JemisonUsaa Investment Services Company BD affiliatedCps Investment Advisors independent RIAAffiliated broker-dealer or bank to independent RIAFeb 27, 2018Dec 20, 2018 (296 d)
Derek Michael OxfordMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCps Investment Advisors otherOtherSep 11, 2007Aug 14, 2008 (338 d)
Page 1 of 1
13 moves match.