DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Evergreen Capital Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David ScharfMadison Investment Advisors, LLC mixed wealthEvergreen Capital Management LLC independent RIARIA to RIAMar 3, 2026Apr 9, 2026 (37 d)
Elizabeth Z. BlasingameStrategic Advisers LLC national BDEvergreen Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 6, 2025Aug 15, 2025 (70 d)
Joshua Thomas BiliskoKroon & Mitchell Asset Management LLC independent RIAEvergreen Capital Management LLC independent RIARIA to RIASep 23, 2024Oct 17, 2024
Megan Margarete RichardsonAllium Financial Advisors, LLC independent RIAEvergreen Capital Management LLC independent RIARIA to RIAJun 17, 2024Jul 5, 2024
Kenia Tairy ChavezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEvergreen Capital Management LLC independent RIAWirehouse to independent RIANov 24, 2023Nov 29, 2023
Sage Noel SwansonTen Capital Wealth Advisors, LLC independent RIAEvergreen Capital Management LLC independent RIARIA to RIANov 21, 2022Dec 12, 2022
Ramonita Lopez De La RosaB|O|S independent RIAEvergreen Capital Management LLC independent RIARIA to RIAMay 5, 2021May 20, 2021
Heidi Mathews JeromanovsVision Capital Management Inc independent RIAEvergreen Capital Management LLC independent RIARIA to RIANov 19, 2018Dec 6, 2018
Victoria Marie FisherMorgan Stanley wirehouseEvergreen Capital Management LLC independent RIAWirehouse to independent RIADec 5, 2017Jul 23, 2019 (595 d)
Michelle WatsonArcturus Financial, LLC no RAUMEvergreen Capital Management LLC otherOtherJun 3, 2017May 10, 2017
Quinn Kelly SterlingConcourse Financial Group Advisors otherEvergreen Capital Management LLC otherOtherJun 9, 2016Oct 17, 2016 (130 d)
Kaitlenn Elizabeth VercioTrutina Financial otherEvergreen Capital Management LLC otherOtherSep 11, 2015Sep 28, 2015
Penny Katherine MandellRBC Capital Markets, LLC national BDEvergreen Capital Management LLC otherOtherDec 24, 2014Dec 4, 2014
Mark Ernest NicolettiThe Portola Group Inc otherEvergreen Capital Management LLC otherOtherAug 6, 2012Sep 6, 2012 (31 d)
Christopher Thain DankworthCharles Schwab & Co., Inc. national BDEvergreen Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 31, 2012Mar 12, 2018 (2050 d)
Vincent Ronald GimarelliCharles Schwab & Co., Inc. national BDEvergreen Capital Management LLC otherOtherJan 15, 2010Jan 13, 2010
Michael Jay WiesmannCitigroup Global Markets Inc. otherEvergreen Capital Management LLC otherOtherMay 26, 2005May 11, 2005
Sean Jason FigueroaCibc Private Wealth Advisors, Inc. otherEvergreen Capital Management LLC otherOtherJul 2, 2004Apr 13, 2017 (4668 d)
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18 moves match.