| Edward Clymer Barnard | Family Legacy Wealth Management, LLC unclassified | Bts Asset Management, Inc. other | Other | Aug 1, 2023 | Apr 5, 2012 |
| Scott Michael Schreiber | Schreiber Investment Advisory Services unclassified | Bts Asset Management, Inc. other | Other | Dec 31, 2019 | May 10, 1999 |
| Jillianne Wilkinson | Synergy Investment Group, LLC other | Bts Asset Management, Inc. other | Other | Nov 21, 2017 | Jul 6, 2017 |
| Charles Buddy Bowers | Family Legacy Wealth Management, LLC unclassified | Bts Asset Management, Inc. other | Other | Feb 11, 2014 | Apr 5, 2012 |
| Michael Harrison Baker | Family Legacy Wealth Management, LLC unclassified | Bts Asset Management, Inc. other | Other | Apr 15, 2013 | Apr 5, 2012 |
| Ross Evan Marynell | Family Legacy Wealth Management, LLC unclassified | Bts Asset Management, Inc. other | Other | Apr 15, 2013 | Apr 5, 2012 |
| Carl Edwards | Family Legacy Wealth Management, LLC unclassified | Bts Asset Management, Inc. other | Other | Mar 13, 2013 | Mar 27, 2012 |
| Mark Byron Bentley | Old Mutual Capital other | Bts Asset Management, Inc. other | Other | Feb 15, 2012 | Feb 24, 2014 (740 d) |
| David Patrick Clark | Amundi Pioneer Institutional Asset Management, Inc. other | Bts Asset Management, Inc. other | Other | Mar 24, 2011 | Sep 12, 2011 (172 d) |
| Issam Mahmoud Bakir | Sentra Securities Corporation unclassified | Bts Asset Management, Inc. other | Other | Oct 31, 2005 | Nov 14, 1997 |
| Michael Jay Schloss | Main Street Management Company unclassified | Bts Asset Management, Inc. other | Other | May 26, 2004 | Jul 21, 2000 |
| Christopher Douglas Gleason | Main Street Management Company unclassified | Bts Asset Management, Inc. other | Other | Apr 22, 2004 | May 20, 1999 |
| William Howard Fassbender | Advantage Capital Corporation unclassified | Bts Asset Management, Inc. other | Other | Jan 12, 2004 | Mar 4, 2002 |
| John Paul Bernier | Locust Street Securities, Inc. unclassified | Bts Asset Management, Inc. other | Other | Jan 1, 2004 | Apr 5, 2000 |
| Mark Ivan Bass | Ifg Advisory Services Inc unclassified | Bts Asset Management, Inc. other | Other | Jan 1, 2004 | May 31, 1996 |
| Theodore John Heuchling | S.G. Long & Company state registered | Bts Asset Management, Inc. other | Other | Dec 12, 2003 | Jun 13, 1996 |
| Dwight Glenn O'Hara | Sentra Securities Corporation unclassified | Bts Asset Management, Inc. other | Other | Feb 18, 2003 | Mar 5, 2002 |