DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Oppenheimer Asset Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Mark Eric Zuckerman	Oppenheimer & Co. Inc. BD affiliated	Oppenheimer Asset Management other	Other	Oct 31, 2025	Apr 15, 2003
Demos Argyros	Oppenheimer & Co. Inc. BD affiliated	Oppenheimer Asset Management other	Other	Oct 24, 2025	Apr 15, 2003
Jeffrey Lane Werdesheim	Oppenheimer & Co. Inc. BD affiliated	Oppenheimer Asset Management other	Other	Jun 20, 2025	Apr 15, 2003
Brian Keith Werdesheim	Oppenheimer & Co. Inc. BD affiliated	Oppenheimer Asset Management other	Other	Jun 20, 2025	Apr 15, 2003
Gary Alan Chiate	Oppenheimer & Co. Inc. BD affiliated	Oppenheimer Asset Management other	Other	Jun 20, 2025	Apr 15, 2003
Leonard James Scandariato	Oppenheimer & Co. Inc. BD affiliated	Oppenheimer Asset Management other	Other	Jul 21, 2023	Apr 15, 2003
Ronald Lee Gershon	Oppenheimer & Co. Inc. BD affiliated	Oppenheimer Asset Management other	Other	Jul 22, 2022	Apr 15, 2003
Lawrence Ira Goldstein	Oppenheimer & Co. Inc. BD affiliated	Oppenheimer Asset Management other	Other	Jun 14, 2019	Apr 15, 2003
David Paul Allen	Oppenheimer & Co. Inc. BD affiliated	Oppenheimer Asset Management other	Other	May 24, 2019	Apr 15, 2003
Henry Scott Kruse	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Aug 21, 2017	Apr 15, 2003
Blake Bertea	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Oct 20, 2016	Apr 15, 2003
Michael Anthony Brcic	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Sep 1, 2016	Apr 15, 2003
Enrique Omar Torrens	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	May 2, 2016	Apr 23, 2003
Sherry Lynne Radmore	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Jan 5, 2016	Apr 15, 2003
Gregory Neal Lewis	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Jan 5, 2016	Apr 15, 2003
Edward Joseph Lieber	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Jan 5, 2016	Apr 15, 2003
Ronald David Stumpf	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Jan 5, 2016	Apr 15, 2003
Maria Troya Arriola	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Jan 5, 2016	Apr 15, 2003
Joseph Nicholas Russell	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Dec 7, 2015	Apr 15, 2003
Christopher Terrance Odem	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Jun 18, 2015	Apr 15, 2003
Bryan David Franco	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Feb 18, 2014	Apr 13, 2011
Mark David Mazman	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Oct 16, 2013	Apr 15, 2003
Mario Nicholas Pantaleo	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Jun 17, 2013	Apr 15, 2003
Mitchell James Ross	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Feb 16, 2012	Sep 30, 2005
Brian Michael Rayfield	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Dec 16, 2011	Apr 15, 2003
John Beatty Lynch	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Aug 8, 2011	May 4, 2004
Benjamin Posen	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	May 19, 2011	Apr 15, 2003
David Sanford James	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	May 17, 2011	Apr 15, 2003
Robert Foster Kransberger	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Mar 1, 2011	Apr 15, 2003
Andrew Wayne Erisman	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	May 20, 2009	Apr 15, 2003
Teresa Rose Soppet	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Jan 16, 2009	Apr 15, 2003
James Ira Scheinberg	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Oct 16, 2008	Apr 15, 2003
Kelly Bernard Trevethan	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Sep 18, 2008	Apr 15, 2003
Daniel Stanley Derisio	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Sep 2, 2008	Apr 15, 2003
Louis Portnoy	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Jul 2, 2008	Apr 15, 2003
Gary Keith Wideman	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	May 15, 2008	Apr 15, 2003
Raleigh Edward Kraft	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Apr 25, 2008	Apr 15, 2003
Gregory James Hahn	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Jun 28, 2007	Jan 24, 2007
John Edward Rothe	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Jul 18, 2006	Apr 15, 2003
Michael John Passage	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Jun 1, 2006	Apr 15, 2003
Leo John Dierckman	40/86 Advisors, Inc. other	Oppenheimer Asset Management other	Other	Dec 8, 2005	Apr 25, 2006 (138 d)
John Edward Gunther	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Aug 4, 2004	Apr 23, 2003
Jean-Luc Francois Nouzille	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Jun 9, 2004	Apr 1, 2003
David Rex Fleer	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Jun 8, 2004	Apr 1, 2003
Gregory S. Farber	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Feb 26, 2004	Apr 1, 2003
Geoffrey Scot Stewart	Oppenheimer & Co. Inc. other	Oppenheimer Asset Management other	Other	Aug 19, 2003	Apr 2, 2003
David Francis Manderfield	Cibc World Markets Corp. unclassified	Oppenheimer Asset Management other	Other	Jan 3, 2003	Apr 15, 2003 (102 d)
David Howard Lazarus	Cibc World Markets Corp. unclassified	Oppenheimer Asset Management other	Other	Jan 3, 2003	Apr 15, 2003 (102 d)
Gary Lee Takacs	Cibc World Markets Corp. unclassified	Oppenheimer Asset Management other	Other	Jan 3, 2003	Apr 15, 2003 (102 d)
David Staats Carey	Cibc World Markets Corp. unclassified	Oppenheimer Asset Management other	Other	Jan 3, 2003	Apr 15, 2003 (102 d)
Michael John Mccarthy	Cibc World Markets Corp. unclassified	Oppenheimer Asset Management other	Other	Jan 3, 2003	Apr 15, 2003 (102 d)
Darryl Jadwick Lynch	Cibc World Markets Corp. unclassified	Oppenheimer Asset Management other	Other	Jan 3, 2003	Apr 15, 2003 (102 d)
David Jerome Naert	Cibc World Markets Corp. unclassified	Oppenheimer Asset Management other	Other	Jan 3, 2003	Apr 15, 2003 (102 d)
Robert Nelson Barnes	Cibc World Markets Corp. unclassified	Oppenheimer Asset Management other	Other	Jan 3, 2003	Apr 15, 2003 (102 d)
Danny Lane Kyle	Cibc World Markets Corp. unclassified	Oppenheimer Asset Management other	Other	Jan 3, 2003	Apr 15, 2003 (102 d)
Robert David Rosenstock	Cibc World Markets Corp. unclassified	Oppenheimer Asset Management other	Other	Jan 3, 2003	Apr 15, 2003 (102 d)
John Charles Hexamer	Cibc World Markets Corp. unclassified	Oppenheimer Asset Management other	Other	Jan 3, 2003	Apr 15, 2003 (102 d)
Luther Dean Haugan	Cibc World Markets Corp. unclassified	Oppenheimer Asset Management other	Other	Jan 3, 2003	Apr 15, 2003 (102 d)
Lorraine Shihchun Cheng	Cibc World Markets Corp. unclassified	Oppenheimer Asset Management other	Other	Jan 3, 2003	Apr 15, 2003 (102 d)
Kathleen Marie Palumbo	Cibc World Markets Corp. unclassified	Oppenheimer Asset Management other	Other	Jan 3, 2003	Apr 15, 2003 (102 d)

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78 moves match.