DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lee Financial Company, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Paul DenbleykerCommerce Street Investment Management institutionalLee Financial Company, LLC independent RIAOtherApr 25, 2025Jun 17, 2025 (53 d)
Jacob Chandler OdomFsc Securities Corporation BD affiliatedLee Financial Company, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 12, 2023Jun 24, 2023 (43 d)
Adrienne Denae AnthonyMurphy & Sylvest independent RIALee Financial Company, LLC independent RIARIA to RIAMay 11, 2022Jun 17, 2022 (37 d)
Daniel Robert MauckClintsman Financial Planning independent RIALee Financial Company, LLC independent RIARIA to RIAJun 15, 2021Dec 2, 2022 (535 d)
Craig Lawrence CaudleII Technology, LLC independent RIALee Financial Company, LLC independent RIARIA to RIAJun 1, 2021Jun 21, 2021
Michele Yvette BergeronLake Point Wealth Management, LLC independent RIALee Financial Company, LLC independent RIARIA to RIAJan 29, 2020Mar 18, 2020 (49 d)
Jacob Chandler OdomFirst Allied Advisory Services, Inc. otherLee Financial Company, LLC otherOtherFeb 10, 2017Apr 13, 2017 (62 d)
Mark Wendall WhidbyCommerce Street Investment Management otherLee Financial Company, LLC otherOtherMay 23, 2016Oct 28, 2016 (158 d)
Franklin Leonardo MatuteLPL Financial LLC otherLee Financial Company, LLC otherOtherDec 18, 2015Dec 23, 2016 (371 d)
Jason Allen RomphUsaa Financial Planning Services no RAUMLee Financial Company, LLC otherOtherMar 31, 2010Jul 29, 2011 (485 d)
Daniel Scott PetersJ.P. Morgan Investment Management Inc. otherLee Financial Company, LLC otherOtherJan 6, 2009Jul 6, 2009 (181 d)
Christina Susanne WilliamsQuest Capital Management, Inc. otherLee Financial Company, LLC otherOtherNov 30, 2004May 28, 2004
Jason Stephen DugdaleErnst & Young Investment Advisers Llp no RAUMLee Financial Company, LLC otherOtherNov 6, 2002Nov 12, 2002
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13 moves match.