DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Integrated Wealth Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark William ThatcherMorgan Stanley wirehouseIntegrated Wealth Management, Inc. otherOtherMay 14, 2014May 5, 2014
Clark Steven PenneyMorgan Stanley wirehouseIntegrated Wealth Management, Inc. otherOtherMay 14, 2014May 5, 2014
Shattuck Franklin LammMorgan Stanley wirehouseIntegrated Wealth Management, Inc. otherOtherMay 7, 2014May 5, 2014
Christian Brad RisenmayMorgan Stanley wirehouseIntegrated Wealth Management, Inc. otherOtherMay 7, 2014May 5, 2014
Stephen Ross BiesingerMorgan Stanley wirehouseIntegrated Wealth Management, Inc. otherOtherMay 7, 2014May 5, 2014
David Reeder ThatcherMorgan Stanley wirehouseIntegrated Wealth Management, Inc. otherOtherMay 7, 2014May 5, 2014
Marc Edelman KovenMorgan Stanley wirehouseIntegrated Wealth Management, Inc. otherOtherMay 1, 2014May 5, 2014
Esperanza Padilla GomezWells Fargo Advisors wirehouseIntegrated Wealth Management, Inc. otherOtherNov 8, 2013Dec 2, 2013
John Howard DeardorffTd Ameritrade, Inc. no RAUMIntegrated Wealth Management, Inc. otherOtherJul 6, 2012Aug 29, 2012 (54 d)
Michele Thibodeau SarnaCharles Schwab & Co., Inc. national BDIntegrated Wealth Management, Inc. otherOtherJun 7, 2010Jun 15, 2010
Kari MiddletonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIntegrated Wealth Management, Inc. otherOtherJan 25, 2010Feb 9, 2010
Brandt Laurence KuhnLPL Financial LLC otherIntegrated Wealth Management, Inc. otherOtherSep 16, 2009Oct 16, 2009
Mark Lee HayekUBS Financial Services Inc. wirehouseIntegrated Wealth Management, Inc. otherOtherAug 18, 2009Aug 28, 2009
Mark Linn MarshallMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIntegrated Wealth Management, Inc. otherOtherMay 21, 2009Aug 28, 2009 (99 d)
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14 moves match.