DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lnw
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dane Perrault | Strategic Advisers LLC national BD | Lnw independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2026 | Sep 10, 2026 |
| Anne Elinor Winship | Triune Financial Partners, LLC independent RIA | Lnw independent RIA | RIA to RIA | May 14, 2026 | Aug 14, 2026 (92 d) |
| Mariel Diana Mendelsohn | Ameriprise Financial Services, LLC national BD | Lnw independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2023 | Jan 1, 2025 (399 d) |
| Andrew John Ish | Bordeaux Wealth Advisors other | Lnw other | Other | Sep 22, 2017 | Nov 29, 2017 (68 d) |
| Justina Tse-En Lai | Sonen Capital LLC other | Lnw other | Other | Jan 12, 2016 | Sep 28, 2015 |
| Matthew Henry Kolakowski | Msi Financial Services, Inc. other | Lnw independent RIA | Other | Sep 28, 2015 | Sep 15, 2023 (2909 d) |
| John Michael Olson | Csi Capital Management Inc unclassified | Lnw other | Other | Sep 27, 2011 | Nov 26, 2012 (426 d) |
| Ludovic Pierre Thomasson | Ameriprise Financial Services, LLC national BD | Lnw other | Other | Jul 13, 2006 | Apr 1, 2008 (628 d) |
| Steven Paul Herzog | Boulder Wave Capital Management LLC unclassified | Lnw independent RIA | Other | Apr 13, 2005 | Nov 4, 2025 (7510 d) |
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9 moves match.