DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Dowling & Yahnke, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Yoontae Kim | Prudent Investor Advisors, LLC institutional | Dowling & Yahnke, LLC independent RIA | Other | Apr 8, 2022 | Jul 26, 2022 (109 d) |
| Jason Michael Abbamonte | Charles Schwab & Co., Inc. national BD | Dowling & Yahnke, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2021 | Apr 6, 2022 (140 d) |
| Michael Nowlan Strauss | Portrait Wealth LLC unclassified | Dowling & Yahnke, LLC independent RIA | Other | Mar 4, 2021 | Mar 22, 2021 |
| Andrew Haines Mcnamara | The Gensler Group independent RIA | Dowling & Yahnke, LLC independent RIA | RIA to RIA | Jul 14, 2020 | Nov 20, 2020 (129 d) |
| Olivian Traian Pitis | Dimensional Fund Advisors LP asset manager | Dowling & Yahnke, LLC independent RIA | Other | Aug 14, 2019 | Sep 16, 2019 (33 d) |
| Erik Henry Nelson | Weatherly Asset Management independent RIA | Dowling & Yahnke, LLC independent RIA | RIA to RIA | Feb 28, 2019 | Aug 15, 2019 (168 d) |
| Anna E. Diaz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Dowling & Yahnke, LLC independent RIA | Wirehouse to independent RIA | Nov 5, 2018 | Nov 12, 2018 |
| Kelly Ann Feldmann | Donnelly Wealth Advisors, Inc. independent RIA | Dowling & Yahnke, LLC independent RIA | RIA to RIA | Mar 16, 2018 | Apr 30, 2018 (45 d) |
| Matthew Ross Adams | Aspiriant, LLC other | Dowling & Yahnke, LLC other | Other | May 1, 2017 | Aug 23, 2017 (114 d) |
| Grant Allan Webster | Aldrich Wealth LP other | Dowling & Yahnke, LLC other | Other | Jul 25, 2016 | Dec 15, 2016 (143 d) |
| John Michael Peters | Gupta Wealth Management, LLC other | Dowling & Yahnke, LLC independent RIA | Other | Jun 6, 2016 | Dec 1, 2021 (2004 d) |
| Chris Martin Johnson | Waddell & Reed other | Dowling & Yahnke, LLC independent RIA | Other | Apr 19, 2016 | Mar 10, 2022 (2151 d) |
| Brett Ryan Pernicano | Equitable Advisors, LLC national BD | Dowling & Yahnke, LLC other | Other | Oct 14, 2014 | Nov 6, 2014 |
| Racquel Leigh Kolsrud | Charles Schwab & Co., Inc. national BD | Dowling & Yahnke, LLC other | Other | Jun 25, 2009 | Jul 29, 2009 (34 d) |
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14 moves match.