DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lindner Capital Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kendall Savage BorchardtEmerge Capital Management asset managerLindner Capital Advisors, Inc. independent RIAOtherMay 6, 2020Aug 21, 2020 (107 d)
Patrick Allan ThomasSan Blas Advisory, Inc. independent RIALindner Capital Advisors, Inc. independent RIARIA to RIAAug 20, 2019Dec 5, 2019 (107 d)
Jessica Laine GrinerEquity Investment Corp independent RIALindner Capital Advisors, Inc. independent RIARIA to RIAJun 7, 2018Aug 6, 2018 (60 d)
Eric Boyd PhilipsJoyn Advisors, Inc. independent RIALindner Capital Advisors, Inc. independent RIARIA to RIAMay 14, 2018Jul 27, 2018 (74 d)
Matthew Aaron ClarkMML Investors Services, LLC otherLindner Capital Advisors, Inc. otherOtherFeb 7, 2017Feb 8, 2017
Todd Jones SmallwoodClear Investment Research, LLC otherLindner Capital Advisors, Inc. otherOtherFeb 18, 2016Apr 1, 2016 (43 d)
Richard Allen GriderInvest Financial Corporation otherLindner Capital Advisors, Inc. otherOtherSep 11, 2015Jul 7, 2016 (300 d)
Edward Vern KernsLegacy Planning Advisors, LLC independent RIALindner Capital Advisors, Inc. otherOtherApr 9, 2014May 15, 2014 (36 d)
Patrick Allan ThomasSummit Wealth Management, Inc otherLindner Capital Advisors, Inc. otherOtherMay 7, 2012Jul 11, 2012 (65 d)
Patricia Jean PosadaInvestment Advisors International, Inc. unclassifiedLindner Capital Advisors, Inc. otherOtherSep 30, 2010Sep 24, 2012 (725 d)
Robert L ArnoldAventura Capital Management, LLC otherLindner Capital Advisors, Inc. otherOtherSep 11, 2009Sep 17, 2009
Kendall Savage BorchardtAventura Capital Management, LLC otherLindner Capital Advisors, Inc. otherOtherJul 20, 2009Aug 6, 2009
Michael Walton RogersSymmetry Partners otherLindner Capital Advisors, Inc. otherOtherApr 17, 2009Sep 17, 2009 (153 d)
Jeffrey Blair KoppSheard & Davey Advisors LLC unclassifiedLindner Capital Advisors, Inc. otherOtherMar 11, 2004Mar 10, 2005 (364 d)
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14 moves match.