DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Dixon Hughes Goodman Wealth Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brooke Taylor StanfordMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDixon Hughes Goodman Wealth Advisors LLC independent RIAWirehouse to independent RIAJun 3, 2021Jun 10, 2021
Marie Christine HadwinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDixon Hughes Goodman Wealth Advisors LLC independent RIAWirehouse to independent RIAOct 24, 2018Oct 29, 2018
John Davis FlemingEdward Jones national BDDixon Hughes Goodman Wealth Advisors LLC otherOtherNov 27, 2017Mar 9, 2018 (102 d)
David William WinnMorgan Stanley wirehouseDixon Hughes Goodman Wealth Advisors LLC otherOtherApr 22, 2015Apr 17, 2015
Carson Skottowe WannamakerInvest Financial Corporation otherDixon Hughes Goodman Wealth Advisors LLC otherOtherAug 20, 2014Aug 18, 2014
Justin Robert BaasCredit Union Investment Services state registeredDixon Hughes Goodman Wealth Advisors LLC otherOtherAug 23, 2013Sep 3, 2013
Joe Philip MoserRaymond James Financial Services Advisors, Inc otherDixon Hughes Goodman Wealth Advisors LLC otherOtherFeb 19, 2013Mar 5, 2013
Jason Andrew LunsfordRBC Capital Markets, LLC national BDDixon Hughes Goodman Wealth Advisors LLC otherOtherMar 4, 2010Mar 10, 2010
Dorsey Webster TyndallMid-Atlantic Securities, Inc. otherDixon Hughes Goodman Wealth Advisors LLC otherOtherMar 2, 2010May 12, 2011 (436 d)
William Fraser LairdRaymond James & Associates, Inc. national BDDixon Hughes Goodman Wealth Advisors LLC otherOtherAug 17, 2009Aug 21, 2009
Clayton Lenhart ThorntonEdward Jones national BDDixon Hughes Goodman Wealth Advisors LLC otherOtherMay 23, 2008May 29, 2008
Dollie Beddingfield HalfordUvest Financial Services Group, Inc. unclassifiedDixon Hughes Goodman Wealth Advisors LLC otherOtherNov 14, 2007Nov 30, 2007
William Thompson SneedWells Fargo Advisors wirehouseDixon Hughes Goodman Wealth Advisors LLC otherOtherSep 20, 2006Sep 29, 2006
Mary Susan Brockington PerryWells Fargo Advisors wirehouseDixon Hughes Goodman Wealth Advisors LLC otherOtherFeb 24, 2006Mar 5, 2008 (740 d)
Abram Doyle EarlyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDixon Hughes Goodman Wealth Advisors LLC otherOtherApr 5, 2005May 26, 2005 (51 d)
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15 moves match.