DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Appleton Partners, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Vincent Marc Capolupo | Svb Wealth BD affiliated | Appleton Partners, Inc. other | Other | Aug 28, 2023 | Aug 30, 2023 |
| Sarah Marie Brodeur | Equitable Advisors, LLC national BD | Appleton Partners, Inc. other | Other | Feb 2, 2023 | Apr 25, 2023 (82 d) |
| Thomas William Hagstrom | Charles Schwab Investment Advisory, Inc BD affiliated | Appleton Partners, Inc. other | Other | Jan 25, 2022 | May 15, 2024 (841 d) |
| Christopher Neil Sutherland | Advice And Planning Services BD affiliated | Appleton Partners, Inc. other | Other | Sep 10, 2018 | Jan 3, 2019 (115 d) |
| Benjamin Peter Holcombe | Morgan Stanley wirehouse | Appleton Partners, Inc. other | Other | Aug 26, 2014 | May 12, 2015 (259 d) |
| Kelly C Mckernan | Alliancebernstein L.P. other | Appleton Partners, Inc. other | Other | Dec 1, 2010 | Dec 15, 2017 (2571 d) |
| James Lockwood Bosland | Wainwright Asset Management LLC unclassified | Appleton Partners, Inc. other | Other | Dec 31, 2002 | Apr 15, 2014 (4123 d) |
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7 moves match.