DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Noesis Capital Management Corp
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Simon O Kasbari | J.P. Morgan Securities LLC wirehouse | Noesis Capital Management Corp independent RIA | Wirehouse to independent RIA | Feb 9, 2025 | Jun 5, 2026 (481 d) |
| Abraham Amador-Lindner | Fidelity Personal And Workplace Advisors BD affiliated | Noesis Capital Management Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2022 | Aug 25, 2022 |
| Sherry L Brenneman | Advice And Planning Services other | Noesis Capital Management Corp other | Other | Jul 26, 2016 | May 12, 2017 (290 d) |
| Jeffrey Scott Greer | Hightower Advisors, LLC other | Noesis Capital Management Corp other | Other | Jan 23, 2014 | Jan 10, 2014 |
| Cheryl Lesley Deknatel | Morgan Stanley wirehouse | Noesis Capital Management Corp other | Other | Oct 17, 2012 | Mar 18, 2013 (152 d) |
| Mark Andrew Pearson | Proche Capital Management unclassified | Noesis Capital Management Corp other | Other | Aug 24, 2011 | Aug 24, 2011 |
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6 moves match.