DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Gold Coast Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
David Dinchung Lo	New England Securities Corporation other	Gold Coast Securities, Inc. other	Other	Feb 2, 2010	Mar 2, 2010
Richard Lee Wunderlich	L.M. Kohn & Company other	Gold Coast Securities, Inc. other	Other	Dec 31, 2008	Dec 21, 2010 (720 d)
Marilyn Evans Johnson	LPL Financial LLC other	Gold Coast Securities, Inc. other	Other	May 27, 2008	May 16, 2008
Jack Gelnak	Woodbury Financial Services, Inc. other	Gold Coast Securities, Inc. other	Other	Dec 31, 2007	Jan 10, 2008
Mary Bridget Riley	Ameritas Advisory Services other	Gold Coast Securities, Inc. other	Other	May 23, 2006	May 18, 2006
Wan Shiu Mccormick	Morgan Stanley Dw Inc. unclassified	Gold Coast Securities, Inc. other	Other	Feb 1, 2006	Apr 9, 2007 (432 d)
Michael J Goodman	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Gold Coast Securities, Inc. other	Other	Dec 31, 2004	Jan 3, 2005
Howard Michael Wolfson	Mid Atlantic Financial Management, Inc. other	Gold Coast Securities, Inc. other	Other	Aug 2, 2004	Aug 3, 2004
Itziar Ramos	Independent Capital Management unclassified	Gold Coast Securities, Inc. other	Other	Jun 17, 2004	Nov 15, 2004 (151 d)
Patrick Steven Selway	Independent Capital Management unclassified	Gold Coast Securities, Inc. other	Other	Jan 8, 2004	Nov 11, 2004 (308 d)
Susan Eunjoo Min	Cetera Investment Advisers LLC other	Gold Coast Securities, Inc. other	Other	Dec 31, 2003	Oct 31, 2005 (670 d)
Oleg Katrikh	Independent Capital Management unclassified	Gold Coast Securities, Inc. other	Other	Nov 11, 2003	Nov 11, 2004 (366 d)
Aryn Patrice Sands	Claremont Financial Group,Inc. other	Gold Coast Securities, Inc. other	Other	Apr 8, 2003	Mar 24, 2003
Thomas Krause Moreland	UBS Financial Services Inc. wirehouse	Gold Coast Securities, Inc. other	Other	Feb 11, 2003	Feb 14, 2003
Brian Michael Oard	Commonwealth Financial Network national BD	Gold Coast Securities, Inc. other	Other	Jan 3, 2003	Jan 2, 2003
Laurence Ian Koeppel	Waddell & Reed other	Gold Coast Securities, Inc. other	Other	Sep 16, 2002	May 7, 2012 (3521 d)
Robin Bailey Liebes	Morgan Stanley Dw Inc. unclassified	Gold Coast Securities, Inc. other	Other	Jul 11, 2002	Jun 26, 2003 (350 d)

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17 moves match.