DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ned Davis Research, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark William StarnerNorthcoast Research Partners, LLC state registeredNed Davis Research, Inc. otherOtherJul 21, 2025Oct 27, 2025 (98 d)
Robert Clifton SchusterCmg Capital Management Group, Inc. independent RIANed Davis Research, Inc. otherOtherMay 30, 2024Feb 21, 2025 (267 d)
Timothy Richard FrazerLPL Financial LLC independent RIANed Davis Research, Inc. otherOtherFeb 2, 2023Dec 26, 2024 (693 d)
Philippe Jacques Richard MoulsMorgan Stanley wirehouseNed Davis Research, Inc. otherOtherApr 13, 2022Jun 22, 2023 (435 d)
Andrew Isaac SinclairGrk Partners LP otherNed Davis Research, Inc. otherOtherDec 31, 2015Jan 21, 2025 (3309 d)
John Norman Clute LyonArmbruster Capital Management, Inc. otherNed Davis Research, Inc. no RAUMOtherNov 6, 2013Apr 17, 2014 (162 d)
Matt Toyne BauerSchwab Wealth Advisory, Inc. otherNed Davis Research, Inc. no RAUMOtherApr 23, 2012May 24, 2012 (31 d)
Jennifer Mcgrath LynchColumbia Management Investment Advisers, LLC otherNed Davis Research, Inc. no RAUMOtherApr 17, 2012May 8, 2012
Steven Russell SellersPfic Advisors, Inc. unclassifiedNed Davis Research, Inc. no RAUMOtherApr 12, 2007Sep 6, 2012 (1974 d)
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9 moves match.