| Alfonso Osorio | Amerant Investments, Inc. independent RIA | Insigneo Wealth Advisors, LLC mixed wealth | RIA to RIA | Jun 20, 2019 | Nov 5, 2019 (138 d) |
| Andres Anastasio Somoza | Stonex International Advisors Inc independent RIA | Insigneo Wealth Advisors, LLC other | Other | Mar 1, 2019 | Mar 13, 2019 |
| Karla Vanessa Marcano Caston | Raymond James & Associates, Inc. national BD | Insigneo Wealth Advisors, LLC other | Other | Jan 25, 2016 | Mar 11, 2016 (46 d) |
| Miguel Fernandez | RBC Capital Markets, LLC national BD | Insigneo Wealth Advisors, LLC other | Other | Apr 21, 2015 | May 26, 2015 (35 d) |
| Leticia Laura Santiago | RBC Capital Markets, LLC national BD | Insigneo Wealth Advisors, LLC other | Other | Apr 7, 2015 | Apr 2, 2015 |
| Neer D Hodorov | RBC Capital Markets, LLC national BD | Insigneo Wealth Advisors, LLC other | Other | Apr 6, 2015 | Mar 27, 2015 |
| Roman Feagins Reed | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Insigneo Wealth Advisors, LLC other | Other | Mar 26, 2015 | Apr 13, 2015 |
| Victor Manuel Barrionuevo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Insigneo Wealth Advisors, LLC other | Other | Mar 25, 2015 | Apr 13, 2015 |
| Hernan Nosiglia | Wells Fargo Advisors wirehouse | Insigneo Wealth Advisors, LLC other | Other | Jan 21, 2015 | Apr 3, 2015 (72 d) |
| Jimmy Rodriguez | Next Financial Group, Inc. other | Insigneo Wealth Advisors, LLC other | Other | Nov 18, 2014 | Jan 26, 2015 (69 d) |
| Nelson Eddy Portobanco | Morgan Stanley wirehouse | Insigneo Wealth Advisors, LLC other | Other | Apr 28, 2014 | Jun 9, 2014 (42 d) |
| Diego P Moscoso | Morgan Stanley wirehouse | Insigneo Wealth Advisors, LLC other | Other | Apr 2, 2014 | Apr 10, 2014 |
| Vicente Alexander Ferrera Azarak | Northeast Asset Management LLC other | Insigneo Wealth Advisors, LLC other | Other | May 27, 2011 | Aug 15, 2011 (80 d) |
| Ahmed Riesgo | Credit Suisse Securities (USA) LLC other | Insigneo Wealth Advisors, LLC other | Other | Jul 22, 2008 | May 10, 2010 (657 d) |
| Manuel Munoz | Morgan Stanley Dw Inc. unclassified | Insigneo Wealth Advisors, LLC other | Other | Nov 4, 2005 | Feb 1, 2016 (3741 d) |