DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Balasa Dinverno Foltz LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Phillip SimcoxCharles Schwab & Co., Inc. national BDBalasa Dinverno Foltz LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 16, 2020Feb 2, 2021 (78 d)
Tina Marie BarrileHemsley Advisors, Ltd. independent RIABalasa Dinverno Foltz LLC independent RIARIA to RIADec 2, 2019Jan 24, 2020 (53 d)
Jennifer Sunyoung ChungMorgan Stanley wirehouseBalasa Dinverno Foltz LLC independent RIAWirehouse to independent RIAJan 10, 2019Mar 13, 2019 (62 d)
Drew Thomas GibbonsAlliancebernstein L.P. otherBalasa Dinverno Foltz LLC independent RIAOtherOct 30, 2018Nov 9, 2018
Stephen Anthony MutoWhitnell & Co independent RIABalasa Dinverno Foltz LLC independent RIARIA to RIAJul 23, 2018Aug 20, 2018
Kimberly Christine VelascoWipfli Financial Advisors, LLC independent RIABalasa Dinverno Foltz LLC independent RIARIA to RIAJul 2, 2018Oct 2, 2018 (92 d)
David Arthur DeschampsAusdal Financial Partners, Inc. otherBalasa Dinverno Foltz LLC otherOtherAug 31, 2017Sep 29, 2017
Adam Wendell LarsonSavant Wealth Management otherBalasa Dinverno Foltz LLC otherOtherJan 23, 2017Feb 21, 2017
Andrew NovakEdward Jones national BDBalasa Dinverno Foltz LLC otherOtherMar 14, 2016May 10, 2016 (57 d)
Altan Oriqilang WulijiRegentatlantic otherBalasa Dinverno Foltz LLC otherOtherAug 2, 2013Sep 5, 2013 (34 d)
Nicholas Cal CoskyWilson Financial Advisors, Inc. state registeredBalasa Dinverno Foltz LLC otherOtherDec 14, 2011Apr 16, 2012 (124 d)
Neil Anthony TeubelRegentatlantic otherBalasa Dinverno Foltz LLC otherOtherAug 2, 2011Jul 9, 2012 (342 d)
Matthew Steven MikulaVision Asset Management Inc unclassifiedBalasa Dinverno Foltz LLC otherOtherDec 31, 2004Apr 16, 2012 (2663 d)
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13 moves match.