DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Caz Investments L.P.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jacob Paul MercierF L Putnam Investment Management Co. independent RIACaz Investments L.P. asset managerOtherNov 13, 2025Jan 4, 2026 (52 d)
Brandon LuckettCnl Educational Institute, LLC no RAUMCaz Investments L.P. asset managerOtherJun 3, 2025Jan 29, 2026 (240 d)
Anthony Marco GaudiosiNew York Life Investment Management LLC asset managerCaz Investments L.P. asset managerOtherDec 2, 2024Jan 9, 2025 (38 d)
Harvey Patrick SteeleWestwood Management Corp otherCaz Investments L.P. asset managerOtherJun 13, 2024Jul 13, 2024
David Scott HeschelesHartford Funds asset managerCaz Investments L.P. asset managerOtherOct 13, 2023Jan 30, 2025 (475 d)
Spencer William WoolfolkLPL Financial LLC BD affiliatedCaz Investments L.P. asset managerOtherMar 20, 2023Apr 15, 2024 (392 d)
Scott Thomas HonigCrestone Asset Management LLC mixed wealthCaz Investments L.P. asset managerOtherNov 29, 2022Jan 12, 2023 (44 d)
Ian Brown-ChristensonUBS Financial Services Inc. wirehouseCaz Investments L.P. asset managerOtherDec 16, 2021Dec 21, 2021
Nicole Ann EngelHightower Advisors, LLC BD affiliatedCaz Investments L.P. asset managerOtherMar 23, 2021Apr 19, 2021
Ricardo PerusquiaDimensional Fund Advisors LP otherCaz Investments L.P. asset managerOtherJun 5, 2017Jun 18, 2021 (1474 d)
Clark D EdlundZt Wealth Advisory unclassifiedCaz Investments L.P. otherOtherFeb 10, 2016Feb 25, 2016
Joseph Jerome CeasarInroads Capital Management LLC unclassifiedCaz Investments L.P. otherOtherOct 24, 2011Sep 22, 2011
Jarrett Billington BellInvesco Advisers, Inc. otherCaz Investments L.P. asset managerOtherJun 14, 2011Jul 14, 2021 (3683 d)
Matthew Joseph LeaumontMorgan Stanley wirehouseCaz Investments L.P. otherOtherApr 18, 2011Apr 20, 2011
Heather AyresMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCaz Investments L.P. asset managerOtherMay 4, 2009Oct 8, 2021 (4540 d)
Christopher Tobin McmillinScott & Selber, Inc. Capital Management otherCaz Investments L.P. otherOtherApr 16, 2008May 13, 2008
Kathryn Ella HaydenRoxbury Capital Management LLC otherCaz Investments L.P. otherOtherJan 3, 2006Feb 16, 2006 (44 d)
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17 moves match.