DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Crow Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Wayne Martin | Janney Montgomery Scott LLC other | Crow Financial Advisors other | Other | Jan 30, 2007 | Jan 29, 2007 |
| Mark Alan Keen | The Strategic Financial Alliance other | Crow Financial Advisors other | Other | Dec 13, 2004 | Aug 10, 2005 (240 d) |
| Brian Edward Adams | A. G. Edwards & Sons, Inc. unclassified | Crow Financial Advisors other | Other | Aug 23, 2004 | Mar 17, 2005 (206 d) |
| Jeffrey Alan Riblet | LPL Financial LLC other | Crow Financial Advisors other | Other | Jul 19, 2004 | Jul 19, 2004 |
| Johnny Maloy Burkett | LPL Financial LLC other | Crow Financial Advisors other | Other | Jul 19, 2004 | Jul 19, 2004 |
| William Rothwell Wilcox | LPL Financial LLC other | Crow Financial Advisors other | Other | Jul 16, 2004 | Jul 19, 2004 |
| Michael Augustine Harrington | LPL Financial LLC other | Crow Financial Advisors other | Other | Jul 16, 2004 | Jul 19, 2004 |
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7 moves match.