DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Oxford Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott Allen RaderEdward Jones national BDOxford Asset Management, LLC otherOtherOct 8, 2013Oct 11, 2013
Terry James DelhommeEdward Jones national BDOxford Asset Management, LLC otherOtherMay 6, 2011May 19, 2011
Victor Scott SonnierMomentum Independent Network Inc. otherOxford Asset Management, LLC otherOtherMay 4, 2007May 8, 2007
David Wayne VariscoAmerican General Securities Incorporated unclassifiedOxford Asset Management, LLC otherOtherOct 12, 2006Jan 4, 2007 (84 d)
Michael Ray SharpAmerican General Securities Incorporated unclassifiedOxford Asset Management, LLC otherOtherFeb 15, 2006Feb 3, 2006
Stephen Morgan PeaseAmerican General Securities Incorporated unclassifiedOxford Asset Management, LLC otherOtherFeb 15, 2006Jan 4, 2006
Joel HernandezValic Financial Advisors, Inc. otherOxford Asset Management, LLC otherOtherAug 4, 2005Mar 20, 2006 (228 d)
David William VelaA. G. Edwards & Sons, Inc. unclassifiedOxford Asset Management, LLC otherOtherDec 9, 2003Mar 24, 2004 (106 d)
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8 moves match.