DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Phillips Capital Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cameron Reed BranumWells Fargo Advisors wirehousePhillips Capital Advisors, Inc. mixed wealthWirehouse to independent RIAJan 21, 2021Oct 26, 2020
Jean Swan HaasLPL Financial LLC independent RIAPhillips Capital Advisors, Inc. mixed wealthRIA to RIAMay 28, 2019Aug 1, 2019 (65 d)
Scotty V DeanEdward Jones national BDPhillips Capital Advisors, Inc. otherOtherFeb 17, 2016Feb 16, 2016
Tania Lashae SmithWells Fargo Advisors wirehousePhillips Capital Advisors, Inc. otherOtherNov 30, 2015Feb 11, 2016 (73 d)
Adam Wade ChristensenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePhillips Capital Advisors, Inc. otherOtherAug 7, 2015Jul 31, 2015
William John HughesWells Fargo Advisors wirehousePhillips Capital Advisors, Inc. otherOtherSep 24, 2014Sep 25, 2014
Jennifer Nicole NicholsEdward Jones national BDPhillips Capital Advisors, Inc. otherOtherMay 31, 2013May 24, 2013
Angela O'KeefeEide Bailly Advisors, LLC otherPhillips Capital Advisors, Inc. otherOtherOct 8, 2012Sep 20, 2012
Cathey Elaine FisherEdward Jones national BDPhillips Capital Advisors, Inc. otherOtherApr 5, 2012Apr 10, 2012
Damon Conor Page MoranMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePhillips Capital Advisors, Inc. otherOtherFeb 21, 2012Feb 21, 2012
Matthew M. RobersonEdward Jones national BDPhillips Capital Advisors, Inc. otherOtherMar 14, 2011Mar 11, 2011
Karen Le'Ellen CokerGeary Advisors, LLC unclassifiedPhillips Capital Advisors, Inc. otherOtherDec 31, 2010Dec 20, 2012 (720 d)
Patricia Marie BurrusCitigroup Global Markets Inc. otherPhillips Capital Advisors, Inc. otherOtherOct 16, 2008Sep 30, 2010 (714 d)
Paula Jean StewartChase Investment Services Corp. otherPhillips Capital Advisors, Inc. otherOtherJan 4, 2008Jan 14, 2008
Sharon Rena' IrelandSagepoint Financial, Inc. otherPhillips Capital Advisors, Inc. otherOtherMay 7, 2007Jan 13, 2009 (617 d)
Craig Richard KitchenChase Investment Services Corp. otherPhillips Capital Advisors, Inc. otherOtherOct 2, 2006Oct 4, 2006
Craig Alan LoneyPruco Securities, LLC otherPhillips Capital Advisors, Inc. otherOtherJul 8, 2005Feb 3, 2006 (210 d)
Wanda Jo RossCitigroup Global Markets Inc. otherPhillips Capital Advisors, Inc. otherOtherApr 6, 2005Mar 22, 2005
Antonio Jose PachecoUBS Financial Services Inc. wirehousePhillips Capital Advisors, Inc. otherOtherApr 2, 2004Jun 30, 2004 (89 d)
Chris James LorenzenWells Fargo Advisors wirehousePhillips Capital Advisors, Inc. otherOtherNov 7, 2003Oct 21, 2003
Eric Wayne DavisEquitable Advisors, LLC national BDPhillips Capital Advisors, Inc. otherOtherJun 5, 2003Jun 5, 2003
Mark Rough HumphreysPrudential Equity Group, LLC unclassifiedPhillips Capital Advisors, Inc. otherOtherMay 9, 2003Apr 29, 2003
Jeremy Brent JohnsonPrudential Equity Group, LLC unclassifiedPhillips Capital Advisors, Inc. otherOtherMar 17, 2003Apr 2, 2003
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23 moves match.