DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Carter Advisory Services, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Cullen FergusonRaymond James Financial Services Advisors, Inc BD affiliatedCarter Advisory Services, Inc state registeredAffiliated broker-dealer or bank to a state-registered adviserJul 15, 2025May 17, 2024
Joel Carlton BergRaymond James Financial Services Advisors, Inc BD affiliatedCarter Advisory Services, Inc state registeredAffiliated broker-dealer or bank to a state-registered adviserOct 26, 2023Mar 20, 2015
Benjamin Jacob JonesRaymond James Financial Services Advisors, Inc BD affiliatedCarter Advisory Services, Inc state registeredAffiliated broker-dealer or bank to a state-registered adviserNov 11, 2021Apr 20, 2020
Dustin Allan EldridgeRaymond James Financial Services Advisors, Inc BD affiliatedCarter Advisory Services, Inc state registeredAffiliated broker-dealer or bank to a state-registered adviserOct 4, 2019Apr 13, 2018
Ellenore Knight BakerDougherty Wealth Management unclassifiedCarter Advisory Services, Inc state registeredOtherApr 26, 2016May 26, 2016
Brandon Darell RatzlaffRaymond James Financial Services Advisors, Inc otherCarter Advisory Services, Inc state registeredOtherFeb 16, 2016Mar 12, 2010
Tara Leigh ScottinoRaymond James Financial Services Advisors, Inc otherCarter Advisory Services, Inc state registeredOtherNov 4, 2014Mar 12, 2010
Brian Lee FralinRaymond James Financial Services Advisors, Inc otherCarter Advisory Services, Inc state registeredOtherMar 27, 2012Mar 12, 2010
Noel Cameron WoolvertonRaymond James Financial Services, Inc. unclassifiedCarter Advisory Services, Inc state registeredOtherNov 5, 2008Mar 25, 1999
Marcia Sue Schoolfield SpellmanHilltop Securities Inc. otherCarter Advisory Services, Inc state registeredOtherJun 8, 2006Apr 25, 2007 (321 d)
Jonathan Richard MeaneyHilltop Securities Inc. otherCarter Advisory Services, Inc state registeredOtherMar 28, 2006May 9, 2007 (407 d)
David Fairfield Pratt GuyettRaymond James Financial Services, Inc. unclassifiedCarter Advisory Services, Inc state registeredOtherAug 19, 2003May 4, 1992
Tara Leigh ScottinoWells Fargo Investments, LLC unclassifiedCarter Advisory Services, Inc state registeredOtherMar 28, 2003Jan 2, 2004 (280 d)
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13 moves match.