DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Arnerich Massena, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Stewart SampsonFerguson Wellman Capital Management, Inc. independent RIAArnerich Massena, Inc. mixed wealthRIA to RIANov 16, 2022Apr 3, 2023 (138 d)
Melody Marie BehnkeSecurities America Advisors, Inc. BD affiliatedArnerich Massena, Inc. otherOtherJun 6, 2019Sep 5, 2019 (91 d)
Corrie Bergeron OlivaNorthwest Capital Management Inc. otherArnerich Massena, Inc. otherOtherDec 31, 2017Sep 1, 2016
Glen Jonathan GolandConfluence Wealth Management LLC otherArnerich Massena, Inc. otherOtherFeb 7, 2017Mar 21, 2017 (42 d)
Pradeep TempalliSteward Partners Investment Solutions, LLC otherArnerich Massena, Inc. otherOtherFeb 29, 2016Jun 10, 2016 (102 d)
Reegan Elizabeth RaeIrvington Capital LLC otherArnerich Massena, Inc. otherOtherJul 6, 2012Jun 28, 2012
David John ReichleConfluence Wealth Management LLC otherArnerich Massena, Inc. otherOtherJun 2, 2009Jul 20, 2010 (413 d)
Dane Leigh GrouellKeystone Capital Corporation no RAUMArnerich Massena, Inc. otherOtherDec 31, 2006Oct 6, 2008 (645 d)
Robert Montgomery SteedHybridtrading, LLC unclassifiedArnerich Massena, Inc. otherOtherSep 22, 2006Nov 15, 2006 (54 d)
Paul V GalindoWaddell & Reed otherArnerich Massena, Inc. otherOtherDec 31, 2003Aug 18, 2004 (231 d)
Brent Jameson PettyMissionsquare Retirement otherArnerich Massena, Inc. otherOtherSep 9, 2003Sep 17, 2003
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11 moves match.