DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Anchor Bay Capital, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Collin James ClarkCharles Schwab & Co., Inc. national BDAnchor Bay Capital, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 14, 2020Mar 11, 2020 (57 d)
James Robert AllenUSA Financial Securities LLC independent RIAAnchor Bay Capital, Inc. independent RIARIA to RIAMar 1, 2019Mar 4, 2019
Jonathan Lesley ChatfieldProbabilities Fund Management, LLC mixed wealthAnchor Bay Capital, Inc. independent RIARIA to RIAFeb 5, 2019Feb 6, 2019
Sean Michael O'ConnorIndependent Financial Group, LLC otherAnchor Bay Capital, Inc. otherOtherDec 7, 2015Dec 4, 2015
Michael John WileyLPL Financial LLC otherAnchor Bay Capital, Inc. otherOtherOct 21, 2015Nov 18, 2015
Jeran Scott Van AlfenEquitable Advisors, LLC national BDAnchor Bay Capital, Inc. otherOtherAug 19, 2015Aug 18, 2015
Joseph Alan KoehlerLPL Financial LLC otherAnchor Bay Capital, Inc. otherOtherSep 4, 2013Oct 29, 2013 (55 d)
Jonathan Lesley ChatfieldChatfield Investment Services unclassifiedAnchor Bay Capital, Inc. otherOtherApr 12, 2010Dec 14, 2010 (246 d)
Jonathan Lesley ChatfieldChatfield Investment Services unclassifiedAnchor Bay Capital, Inc. otherOtherMar 29, 2007Mar 27, 2007
Timothy J. LackeyMorgan Stanley Dw Inc. unclassifiedAnchor Bay Capital, Inc. otherOtherAug 23, 2005Dec 10, 2010 (1935 d)
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10 moves match.