DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Northeast Asset Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Albert Vincent PettePrimary Asset Management, LLC state registeredNortheast Asset Management LLC otherOtherNov 7, 2016Apr 19, 2017 (163 d)
Felix Rafael FuertesBolton Global Asset Management otherNortheast Asset Management LLC otherOtherJun 1, 2015Jun 22, 2015
Patrick McgrathOppenheimer & Co. Inc. otherNortheast Asset Management LLC otherOtherJan 14, 2014Dec 10, 2014 (330 d)
Gerard Robert BettsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNortheast Asset Management LLC otherOtherJul 30, 2012Aug 17, 2012
Cesar Augusto AranaAsd Financial Services Corp unclassifiedNortheast Asset Management LLC otherOtherOct 7, 2011Dec 20, 2011 (74 d)
Robert Ter BraakWells Fargo Advisors wirehouseNortheast Asset Management LLC otherOtherJun 2, 2010Dec 23, 2010 (204 d)
Juan Benjamin Gonzalez AlzagaWells Fargo Advisors wirehouseNortheast Asset Management LLC otherOtherMay 14, 2010Jul 19, 2010 (66 d)
Augusto German MedalWells Fargo Advisors wirehouseNortheast Asset Management LLC otherOtherMay 4, 2010Jul 27, 2010 (84 d)
Ignacio Mario SevesoWells Fargo Advisors wirehouseNortheast Asset Management LLC otherOtherMay 4, 2010Jul 9, 2010 (66 d)
Martin LatugayeWells Fargo Advisors wirehouseNortheast Asset Management LLC otherOtherApr 30, 2010Jun 25, 2010 (56 d)
Ilya Vaneiev RodriguezWells Fargo Advisors wirehouseNortheast Asset Management LLC otherOtherJan 15, 2010Oct 3, 2011 (626 d)
Neil Mccarthy EglestonOsaic Fa, Inc. otherNortheast Asset Management LLC otherOtherAug 20, 2009Mar 4, 2011 (561 d)
Vicente Alexander Ferrera AzarakWells Fargo Advisors wirehouseNortheast Asset Management LLC otherOtherJul 29, 2009Sep 4, 2009 (37 d)
Kris Eric TowerLloyd, Scott & Valenti, Ltd. unclassifiedNortheast Asset Management LLC otherOtherJan 22, 2004Apr 23, 2004 (92 d)
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14 moves match.