DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Amegy Investments, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Paul MoyesLPL Financial LLC otherAmegy Investments, Inc. otherOtherAug 7, 2014Aug 5, 2014
Janice Marie PowellZions Capital Advisors, Inc. otherAmegy Investments, Inc. otherOtherJun 23, 2014Feb 24, 2012
Patrick Randell NorfleetWells Fargo Advisors wirehouseAmegy Investments, Inc. otherOtherJun 11, 2014Jun 5, 2014
Alexander Robert NunoCitigroup Global Markets Inc. otherAmegy Investments, Inc. otherOtherDec 20, 2011Jan 5, 2012
Blanca RamirezStrategic Advisers LLC national BDAmegy Investments, Inc. otherOtherNov 11, 2011Nov 7, 2011
Eryn Shealy MyersDoliver Advisors, L.P. otherAmegy Investments, Inc. otherOtherAug 24, 2010Jul 29, 2010
Jesse Logan DietzZions Capital Advisors, Inc. otherAmegy Investments, Inc. otherOtherJan 6, 2009Feb 2, 2009
James Steven RushZions Capital Advisors, Inc. otherAmegy Investments, Inc. otherOtherJan 6, 2009Jan 14, 2009
Joanna Sammy-SasieneZions Capital Advisors, Inc. otherAmegy Investments, Inc. otherOtherJan 6, 2009Jan 8, 2009
Brian James HaysZions Capital Advisors, Inc. otherAmegy Investments, Inc. otherOtherAug 13, 2008Aug 13, 2008
Antonio ReynaBbva Compass Investment Solutions, Inc unclassifiedAmegy Investments, Inc. otherOtherFeb 4, 2005Mar 31, 2005 (55 d)
Richard Steven SowellMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAmegy Investments, Inc. otherOtherOct 29, 2004Nov 3, 2004
Jarrod Lane HagemanStrong Capital Management Inc unclassifiedAmegy Investments, Inc. otherOtherSep 13, 2004Jan 19, 2010 (1954 d)
James Steven RushMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAmegy Investments, Inc. otherOtherFeb 20, 2004Feb 23, 2004
Troy Wayne TaylorWells Fargo Investments, LLC unclassifiedAmegy Investments, Inc. otherOtherSep 10, 2002Jan 26, 2004 (503 d)
Jay Lee GoldbergRaymond James & Associates, Inc. national BDAmegy Investments, Inc. otherOtherAug 5, 2002Jan 7, 2004 (520 d)
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16 moves match.