DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sc&H Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benjamin Hughes Tracy | Vanguard Advisers, Inc. BD affiliated | Sc&H Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2023 | Jul 24, 2023 |
| Shane William Cavanaugh | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sc&H Wealth independent RIA | Wirehouse to independent RIA | Feb 3, 2022 | Jan 31, 2022 |
| Judith Ellen Smith Brown | Kestra Advisory Services, LLC BD affiliated | Sc&H Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2022 | Jan 10, 2022 |
| Timothy Page Chesser | Valic Financial Advisors, Inc. BD affiliated | Sc&H Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2021 | Sep 23, 2021 |
| Mark A Degroat | Capital One Advisors, LLC BD affiliated | Sc&H Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2018 | Apr 2, 2018 |
| Ryan Benjamin Frank | J. W. Cole Advisors, Inc. other | Sc&H Wealth other | Other | Jul 21, 2016 | Jul 8, 2016 |
| Michael T Westwick | Cambridge Investment Research Advisors, Inc. other | Sc&H Wealth other | Other | Jul 21, 2015 | Jan 30, 2016 (193 d) |
| Caitlin Patricia Winter Garner | Strategic Advisers LLC national BD | Sc&H Wealth other | Other | Dec 24, 2013 | Feb 17, 2014 (55 d) |
| Robert John Schmitt | 1st Global Advisors Inc other | Sc&H Wealth other | Other | Nov 16, 2009 | Apr 29, 2009 |
| Robin Kay Patalon | 1st Global Advisors Inc other | Sc&H Wealth other | Other | Nov 16, 2009 | Nov 13, 2002 |
| Andrew Lewis Hollingsworth Thompson | 1st Global Advisors Inc other | Sc&H Wealth other | Other | Nov 16, 2009 | May 21, 2008 |
| Audrey Bieber Drossner | 1st Global Advisors Inc other | Sc&H Wealth other | Other | Jun 25, 2008 | Oct 10, 2006 |
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12 moves match.