DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Delta Financial Advisors, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Megan MaddenLPL Enterprise, LLC BD affiliatedDelta Financial Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAOct 15, 2025Sep 23, 2025
Skerdi KostreciEagle Strategies LLC BD affiliatedDelta Financial Advisors, Inc independent RIAAffiliated broker-dealer or bank to independent RIAJun 3, 2024Jun 25, 2024
Joseph Anthony FischettiBeacon Global Advisor Network, LLC independent RIADelta Financial Advisors, Inc independent RIARIA to RIANov 9, 2021Jan 16, 2024 (798 d)
Jacob Patrick DefilippoBeacon Global Advisor Network, LLC independent RIADelta Financial Advisors, Inc independent RIARIA to RIANov 9, 2021Apr 22, 2021
Aaron Michael SzagerH. Beck, Inc. otherDelta Financial Advisors, Inc otherOtherSep 13, 2010Jan 4, 2011 (113 d)
Lauren LehmanFsc Securities Corporation otherDelta Financial Advisors, Inc otherOtherJun 29, 2010Jan 15, 2010
Christopher Marc ReeseSuntrust Investment Services, Inc. otherDelta Financial Advisors, Inc otherOtherOct 6, 2008Nov 24, 2008 (49 d)
Beverly Ann FischettiFsc Securities Corporation otherDelta Financial Advisors, Inc otherOtherDec 31, 2006Dec 2, 2004
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8 moves match.