DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Yosemite Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Amy Nuttall Zwaan | Alexander Capital Wealth Management LLC independent RIA | Yosemite Capital Management independent RIA | RIA to RIA | Jul 20, 2026 | Sep 11, 2026 (53 d) |
| Ronald Craig Hudspeth | Morgan Stanley wirehouse | Yosemite Capital Management independent RIA | Wirehouse to independent RIA | Apr 24, 2019 | Nov 13, 2019 (203 d) |
| Joseph Jing-Ting Lu | Cs Planning Corp independent RIA | Yosemite Capital Management independent RIA | RIA to RIA | Dec 20, 2018 | Feb 8, 2019 (50 d) |
| David Michael Jones | Select Money Management, Inc. other | Yosemite Capital Management other | Other | Jun 1, 2012 | Jun 20, 2012 |
| Lawrence Eugene Rutherford | Glencrest Investment Advisors, Inc. unclassified | Yosemite Capital Management independent RIA | Other | Dec 17, 2008 | Sep 29, 2025 (6130 d) |
| Debra Beth Curry | UBS Financial Services Inc. wirehouse | Yosemite Capital Management other | Other | Jun 11, 2007 | Dec 14, 2007 (186 d) |
| Erin Therese Mary | UBS Financial Services Inc. wirehouse | Yosemite Capital Management other | Other | Dec 19, 2003 | Aug 9, 2005 (599 d) |
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7 moves match.