DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Klr Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Thomas Dean | Beck Bode LLC independent RIA | Klr Investment Advisors, LLC independent RIA | RIA to RIA | Apr 25, 2023 | Jun 14, 2023 (50 d) |
| Nathan Charles Goodwin | Citizens Securities, Inc. BD affiliated | Klr Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2022 | Dec 21, 2022 |
| Michael Brian Mcintosh | Financial Life Advisors independent RIA | Klr Investment Advisors, LLC independent RIA | RIA to RIA | Aug 26, 2022 | Oct 11, 2023 (411 d) |
| Michael Trotter | The Patriot Financial Group, LLC independent RIA | Klr Investment Advisors, LLC independent RIA | RIA to RIA | Jul 14, 2022 | Dec 15, 2022 (154 d) |
| Richard Edward Lacross | Choreo, LLC other | Klr Investment Advisors, LLC independent RIA | Other | Jan 31, 2011 | Feb 23, 2011 |
| Craig R. Dumas | Cetera Advisors LLC other | Klr Investment Advisors, LLC independent RIA | Other | Oct 28, 2009 | Nov 28, 2006 |
| Emilio Joseph Senesi | Nathan & Lewis Securities, Inc. unclassified | Klr Investment Advisors, LLC independent RIA | Other | May 27, 2003 | Jun 21, 2006 (1121 d) |
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7 moves match.