DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ira Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jordan M Yeater | Morgan Stanley wirehouse | Ira Group, Inc. institutional | Other | Jun 17, 2025 | Jul 23, 2025 (36 d) |
| Patrick Thomas Harris | Creative Planning independent RIA | Ira Group, Inc. institutional | Other | Mar 22, 2024 | May 2, 2024 (41 d) |
| Lauren Victoria Norma Monce | Carter, Terry & Company, Inc. independent RIA | Ira Group, Inc. institutional | Other | Nov 29, 2021 | Jan 6, 2022 (38 d) |
| Denise Sparks Prince | Ascensus Investment Advisors, LLC institutional | Ira Group, Inc. institutional | Other | Jul 21, 2021 | Sep 1, 2021 (42 d) |
| Carter Alexander Stanley | Oppenheimer & Co. Inc. BD affiliated | Ira Group, Inc. institutional | Other | Jul 2, 2021 | Aug 25, 2021 (54 d) |
| Austin John Ort | Usi Securities, Inc. no RAUM | Ira Group, Inc. institutional | Other | Mar 25, 2020 | Apr 7, 2020 |
| Harrison Walker Leeson | T. Rowe Price Advisory Services, Inc. independent RIA | Ira Group, Inc. institutional | Other | Mar 10, 2020 | Apr 15, 2020 (36 d) |
| Douglas Brian Leeson | LPL Financial LLC other | Ira Group, Inc. no RAUM | Other | Oct 3, 2016 | Apr 25, 2003 |
| Daniel Richard Joyce | LPL Financial LLC other | Ira Group, Inc. no RAUM | Other | Oct 3, 2016 | Apr 25, 2003 |
| Sere Elizabeth Austin | LPL Financial LLC other | Ira Group, Inc. institutional | Other | Oct 3, 2016 | Jul 22, 2020 (1388 d) |
| John Riley Frazer | Gfo Advisory Services, LLC other | Ira Group, Inc. institutional | Other | May 6, 2016 | Apr 6, 2020 (1431 d) |
| Amy Catherine Speas | LPL Financial LLC other | Ira Group, Inc. institutional | Other | Sep 9, 2015 | Nov 25, 2019 (1538 d) |
| Judith Ann Jolley | LPL Financial LLC other | Ira Group, Inc. other | Other | Dec 31, 2014 | Dec 22, 2016 (722 d) |
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13 moves match.