DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hopwood Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Max Bowen Kortegast | Wealthspire Advisors independent RIA | Hopwood Financial Services, Inc. independent RIA | RIA to RIA | Oct 17, 2025 | Jan 28, 2026 (103 d) |
| Peter Alexander Ramig | Valic Financial Advisors, Inc. BD affiliated | Hopwood Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2023 | Mar 23, 2023 (37 d) |
| Kevin James Galvin | West Capital Management, Inc. other | Hopwood Financial Services, Inc. other | Other | Jan 27, 2015 | Feb 5, 2015 |
| Joni Roberta Alt | Houlihan Financial Resource Group, Ltd. other | Hopwood Financial Services, Inc. other | Other | Feb 1, 2010 | Feb 2, 2010 |
| Eric Freeman Randolph | T. Rowe Price Advisory Services, Inc. no RAUM | Hopwood Financial Services, Inc. other | Other | Oct 3, 2003 | Jan 7, 2004 (96 d) |
| Herbert Gladstone Hopwood | West Financial Services Inc unclassified | Hopwood Financial Services, Inc. other | Other | Aug 7, 2003 | Aug 13, 2003 |
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6 moves match.