DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Delta Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christine Craig Heckman | Aegis Wealth Management, LLC independent RIA | Delta Capital Management, LLC independent RIA | RIA to RIA | Sep 1, 2026 | Dec 23, 2019 |
| Larry Eugene Foster | Edward Jones national BD | Delta Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2020 | Dec 18, 2020 |
| Gregory Morris Beardslee | Concourse Financial Group Advisors BD affiliated | Delta Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2020 | Jan 27, 2021 (285 d) |
| Eric James Hoebbel | Concourse Financial Group Advisors BD affiliated | Delta Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2020 | Jan 27, 2021 (313 d) |
| Matthew Bernard Haushalter | Concourse Financial Group Advisors BD affiliated | Delta Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2020 | Dec 16, 2022 (1001 d) |
| Christopher Elliott Truesdell | Delta Advisory Group, Inc. other | Delta Capital Management, LLC independent RIA | Other | Oct 6, 2017 | Apr 11, 2016 |
| Alexander Joseph Moore | Edward Jones national BD | Delta Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2013 | Jan 3, 2014 (115 d) |
| Duncan Comrie Dewahl | Waddell & Reed other | Delta Capital Management, LLC institutional | Other | Apr 2, 2013 | Jan 5, 2026 (4661 d) |
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8 moves match.