DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at W3 Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Michael Arthur | Focus On Success, LLC unclassified | W3 Wealth Advisors, LLC state registered | Other | Dec 23, 2025 | Jan 26, 2026 (34 d) |
| Mark Joseph Miller | Focus On Success, LLC unclassified | W3 Wealth Advisors, LLC state registered | Other | Dec 23, 2025 | Jan 26, 2026 (34 d) |
| Troy Wesley Crook | Focus On Success, LLC unclassified | W3 Wealth Advisors, LLC state registered | Other | Dec 23, 2025 | Jan 26, 2026 (34 d) |
| Aubrea Ryan | Planmember Securities Corporation independent RIA | W3 Wealth Advisors, LLC state registered | RIA to a state-registered adviser | Sep 19, 2025 | Oct 28, 2025 (39 d) |
| Jonathan Grant Lapine | Valmark Advisers, Inc. BD affiliated | W3 Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 27, 2023 | Mar 18, 2014 |
| Ryan John Glinn | Valmark Advisers, Inc. BD affiliated | W3 Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 27, 2023 | Mar 18, 2019 |
| Shawn Michael Arseneau | Valmark Advisers, Inc. BD affiliated | W3 Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2021 | Mar 27, 2018 |
| Irene Angela Zurowski | Valmark Advisers, Inc. BD affiliated | W3 Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2021 | Mar 5, 2019 |
| Amy D Vaccaro | Wells Fargo Advisors wirehouse | W3 Wealth Advisors, LLC state registered | Wirehouse to a state-registered adviser | Oct 2, 2020 | Oct 1, 2020 |
| Stephen M Catalano | Wells Fargo Advisors wirehouse | W3 Wealth Advisors, LLC state registered | Wirehouse to a state-registered adviser | Oct 2, 2020 | Oct 1, 2020 |
| Kelley Adams King | Valmark Advisers, Inc. BD affiliated | W3 Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 6, 2020 | Mar 27, 2018 |
| Shelby Roberts | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | W3 Wealth Advisors, LLC state registered | Wirehouse to a state-registered adviser | Aug 16, 2019 | Sep 18, 2019 (33 d) |
| Kenneth Jason Day | Valmark Advisers, Inc. other | W3 Wealth Advisors, LLC state registered | Other | Jan 25, 2018 | Mar 31, 2017 |
| Jason Jon Lukz | Valmark Advisers, Inc. other | W3 Wealth Advisors, LLC state registered | Other | Apr 12, 2017 | Feb 4, 2015 |
| Frank Pat Bevilacqua | Mony Securities Corporation unclassified | W3 Wealth Advisors, LLC state registered | Other | Jan 27, 2004 | Jun 23, 2004 (148 d) |
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15 moves match.