DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sierra Pacific Private Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tu Thien Nguyen | Dae Wealth Management state registered | Sierra Pacific Private Wealth, LLC independent RIA | Other | Sep 26, 2025 | Nov 12, 2025 (47 d) |
| Karl Gregory Salocks | Morgan Stanley wirehouse | Sierra Pacific Private Wealth, LLC independent RIA | Wirehouse to independent RIA | Mar 22, 2024 | Sep 23, 2024 (185 d) |
| Jessi Hawk | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sierra Pacific Private Wealth, LLC independent RIA | Wirehouse to independent RIA | Jul 17, 2020 | Apr 16, 2025 (1734 d) |
| Parker James O'Sullivan | Insight Wealth Strategies, LLC independent RIA | Sierra Pacific Private Wealth, LLC independent RIA | RIA to RIA | Aug 21, 2019 | Aug 4, 2020 (349 d) |
| Lindy Chan | Wells Fargo Advisors wirehouse | Sierra Pacific Private Wealth, LLC independent RIA | Wirehouse to independent RIA | Sep 7, 2018 | Sep 19, 2018 |
| Zheng Wan | Freed Advisors other | Sierra Pacific Private Wealth, LLC independent RIA | Other | Jan 28, 2004 | Jan 1, 2026 (8009 d) |
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6 moves match.