DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at 1919 Investment Counsel, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kevin T KarrhStifel, Nicolaus & Company, Incorporated national BD1919 Investment Counsel, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 8, 2026Oct 7, 2019
Paul Benjamin ClarkWashington Crossing Advisors LLC independent RIA1919 Investment Counsel, LLC independent RIARIA to RIAMar 31, 2023Dec 14, 2022
Richard Keith MarroneWashington Crossing Advisors LLC independent RIA1919 Investment Counsel, LLC independent RIARIA to RIAMar 31, 2023Dec 18, 2022
Adrian Michael SchauLegacy Financial Advisors, Inc. independent RIA1919 Investment Counsel, LLC independent RIARIA to RIAApr 4, 2019Apr 27, 2023 (1484 d)
Andrew Jerome RandRand & Associates independent RIA1919 Investment Counsel, LLC independent RIARIA to RIAOct 15, 2018Oct 2, 2018
John Russell RobersonRand & Associates independent RIA1919 Investment Counsel, LLC independent RIARIA to RIAOct 5, 2018Oct 3, 2018
Lawrence V ZartarianRand & Associates independent RIA1919 Investment Counsel, LLC independent RIARIA to RIAOct 5, 2018Oct 3, 2018
Elizabeth Ann JusonRand & Associates independent RIA1919 Investment Counsel, LLC independent RIARIA to RIAOct 5, 2018Oct 4, 2018
James Joseph O'ConnorRand & Associates independent RIA1919 Investment Counsel, LLC independent RIARIA to RIAOct 5, 2018Oct 3, 2018
Erika De La Rosa HennesseyRand & Associates independent RIA1919 Investment Counsel, LLC independent RIARIA to RIAOct 5, 2018Oct 3, 2018
Miller S KreiderStifel, Nicolaus & Company, Incorporated national BD1919 Investment Counsel, LLC otherOtherSep 22, 2015Sep 23, 2015
Ashley Summers TabbSterne Agee Asset Management, Inc. other1919 Investment Counsel, LLC otherOtherSep 2, 2015Sep 17, 2015
Robert George HagstromClearbridge Investments other1919 Investment Counsel, LLC otherOtherDec 4, 2012Dec 4, 2012
Ann Damon HaasSterne Agee Asset Management, Inc. other1919 Investment Counsel, LLC otherOtherDec 22, 2011Jan 15, 2016 (1485 d)
William Michael SmithClearbridge Investments other1919 Investment Counsel, LLC otherOtherDec 1, 2011Apr 16, 2012 (137 d)
Townsend HornorSpc other1919 Investment Counsel, LLC otherOtherMay 31, 2011Aug 5, 2011 (66 d)
Michael Anderson CoombeOsborn Rohs Williams & Donohoe, LLC other1919 Investment Counsel, LLC otherOtherSep 20, 2007Nov 5, 2007 (46 d)
James Peter GauthierLegg Mason Investment Counsel unclassified1919 Investment Counsel, LLC otherOtherJun 25, 2007Oct 10, 2007 (107 d)
Jeffrey Larkin CaplesLegg Mason Investment Counsel unclassified1919 Investment Counsel, LLC otherOtherJun 25, 2007Sep 20, 2007 (87 d)
Robert Scott PierceLegg Mason Investment Counsel unclassified1919 Investment Counsel, LLC otherOtherJun 25, 2007Sep 4, 2007 (71 d)
Meredith Anne MowenLegg Mason Investment Counsel unclassified1919 Investment Counsel, LLC otherOtherJun 25, 2007Sep 20, 2007 (87 d)
Benjamin Hanson SlaughterPorter White Investment Advisors, Inc. other1919 Investment Counsel, LLC otherOtherMay 22, 2006Jan 8, 2016 (3518 d)
Arthur Sheldon KarafinLegg Mason Focus Capital, Inc. unclassified1919 Investment Counsel, LLC otherOtherApr 11, 2006Oct 11, 2007 (548 d)
Paul Joseph BenzigerDws Investment Management Americas, Inc. other1919 Investment Counsel, LLC otherOtherMar 2, 2005Jan 4, 2005
Charles Coleman KingDws Investment Management Americas, Inc. other1919 Investment Counsel, LLC otherOtherFeb 4, 2005Jan 5, 2005
Ronald Timothy BatesDws Investment Management Americas, Inc. other1919 Investment Counsel, LLC otherOtherFeb 4, 2005Jan 4, 2005
Douglas Carl NardiDws Investment Management Americas, Inc. other1919 Investment Counsel, LLC otherOtherFeb 4, 2005Jan 4, 2005
Michael Olin ClarkDws Investment Management Americas, Inc. other1919 Investment Counsel, LLC otherOtherFeb 4, 2005Jan 4, 2005
Elizabeth Baird WaltonDws Investment Management Americas, Inc. other1919 Investment Counsel, LLC otherOtherFeb 4, 2005Jan 4, 2005
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29 moves match.