DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ziegler Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Paul Benjamin Clark	Stifel, Nicolaus & Company, Incorporated national BD	Ziegler Capital Management, LLC other	Other	Mar 24, 2017	Dec 10, 2015
Richard Keith Marrone	Stifel, Nicolaus & Company, Incorporated national BD	Ziegler Capital Management, LLC other	Other	Mar 24, 2017	Dec 10, 2015
Gary Alan Hurlbut	Missouri Valley Partners, Inc. other	Ziegler Capital Management, LLC other	Other	Nov 25, 2014	Dec 5, 2014
Keith Philip Weldon	Missouri Valley Partners, Inc. other	Ziegler Capital Management, LLC other	Other	Nov 25, 2014	Dec 5, 2014
Daniel Raymond Skubiz	Missouri Valley Partners, Inc. other	Ziegler Capital Management, LLC other	Other	Nov 25, 2014	Dec 5, 2014
Elizabeth Anne Watkins	Calamos Advisors LLC other	Ziegler Capital Management, LLC other	Other	May 5, 2014	May 9, 2014
Richard Aaron Burling	Red Granite Advisors LLC other	Ziegler Capital Management, LLC other	Other	Nov 14, 2013	Apr 8, 2013
Joel Dennis Vrabel	Red Granite Advisors LLC other	Ziegler Capital Management, LLC other	Other	Apr 8, 2013	Apr 8, 2013
David James Drzadinski	Red Granite Advisors LLC other	Ziegler Capital Management, LLC other	Other	Apr 8, 2013	May 6, 2013
Zachary Steven Newcomer	Red Granite Advisors LLC other	Ziegler Capital Management, LLC other	Other	Apr 8, 2013	Apr 8, 2013
Elizabeth Anne Watkins	B. C. Ziegler And Company other	Ziegler Capital Management, LLC other	Other	Sep 9, 2011	May 21, 2010
Nicholas Charles Bauer	B. C. Ziegler And Company other	Ziegler Capital Management, LLC other	Other	Nov 20, 2008	May 24, 2005
Derek Joseph Pawlak	B. C. Ziegler And Company other	Ziegler Capital Management, LLC other	Other	Nov 8, 2002	May 31, 2005 (935 d)

Page 1 of 1

13 moves match.