DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Allen Capital Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Blake ThieleMatter Family Office independent RIAAllen Capital Group, LLC independent RIARIA to RIAJun 24, 2026Jul 24, 2026
Benjamin G HanssenEllerbrock-Norris Wealth Strategies LLC independent RIAAllen Capital Group, LLC independent RIARIA to RIAJan 5, 2023Jan 26, 2023
Allison Marie HorakNovem Group independent RIAAllen Capital Group, LLC independent RIARIA to RIAApr 19, 2021May 13, 2021
Shane Tyler WissmannNovem Group independent RIAAllen Capital Group, LLC independent RIARIA to RIAJan 4, 2019Jan 9, 2019
Travis James PortwoodMariner otherAllen Capital Group, LLC otherOtherJan 11, 2018Jan 11, 2018
Randal Ray KorthMariner otherAllen Capital Group, LLC otherOtherJan 11, 2018Jan 11, 2018
Pamela Jean KorthMariner Wealth Advisors otherAllen Capital Group, LLC otherOtherJan 11, 2018Jan 16, 2018
Tad Allen SingerD.A. Davidson & Co. otherAllen Capital Group, LLC otherOtherSep 18, 2017Sep 18, 2017
Steven Eugene WilburD.A. Davidson & Co. otherAllen Capital Group, LLC otherOtherSep 18, 2017Sep 18, 2017
Daniel Sean ConroyD.A. Davidson & Co. otherAllen Capital Group, LLC otherOtherAug 21, 2017Oct 23, 2017 (63 d)
James Ray GardnerFalco Financial Services, Inc. otherAllen Capital Group, LLC otherOtherNov 3, 2014Nov 6, 2014
Troy Lee HilyardFalco Financial Services, Inc. otherAllen Capital Group, LLC otherOtherNov 3, 2014Nov 6, 2014
Philip Joe McbrideCwm, LLC otherAllen Capital Group, LLC otherOtherSep 17, 2014Sep 18, 2014
Vincent Tomas RyanAvantax Planning Partners, Inc. otherAllen Capital Group, LLC otherOtherDec 31, 2013Nov 5, 2014 (309 d)
Michael David StantonTd Ameritrade Investment Management, LLC otherAllen Capital Group, LLC otherOtherOct 26, 2012Aug 5, 2014 (648 d)
Mark Jerome AllenAmeriprise Financial Services, LLC national BDAllen Capital Group, LLC otherOtherAug 2, 2005Jul 29, 2005
Eric Jerome AllenAmeriprise Financial Services, LLC national BDAllen Capital Group, LLC otherOtherAug 2, 2005Jul 29, 2005
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17 moves match.